SEC Form 4 · accession 0001551182-17-000198
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nandakumar Cheruvatath
Officer — See Remarks below.
Period of report
Dec 8, 2017
Accepted (ET)
Dec 11, 2017 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Dec 8, 2017 | M | 2,405 | $41.565 | A | 16,571 | D | |
| Ordinary Shares | Dec 8, 2017 | S | 2,405 | $77.50 | D | 14,166 | D | |
| Ordinary Shares | Dec 8, 2017 | M | 7,595 | $41.565 | A | 21,761 | D | |
| Ordinary Shares | Dec 8, 2017 | S | 7,595 | $77.50 | D | 14,166 | D | |
| Ordinary SharesF1 | holding | — | — | — | 1,404 | I | by trustee of ESP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $41.565 | Dec 8, 2017 | M | 2,405 | D | Feb 26, 2009 | Feb 26, 2018 | Ordinary Shares | 2,405 | 7,595 | D |
| Stock OptionF2 | $41.565 | Dec 8, 2017 | M | 7,595 | D | Feb 26, 2009 | Feb 26, 2018 | Ordinary Shares | 7,595 | 0 | D |
Explanation of responses
- F1These ordinary shares are held in the Eaton Savings Plan.
- F2These options were granted on February 26, 2008, and are fully vested and exercisable.
Remarks
President - Aerospace Group of Eaton Corporation, a subsidiary of the Issuer.