SEC Form 4 · accession 0001140361-17-045517
SUMMIT FINANCIAL GROUP INC · SMMF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie R Cook
Officer — VP & Chief Accounting Officer
Period of report
Dec 6, 2017
Accepted (ET)
Dec 8, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2017 | M | 3,522 | $12.01 | A | 5,588 | D | |
| Common Stock | Dec 6, 2017 | D | 1,559 | $27.14 | D | 4,029 | D | |
| Common Stock | holding | — | — | — | 253 | I | As Cust for Children | |
| Common Stock | holding | — | — | — | 9,194 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation RightsF1 | $12.01 | Dec 6, 2017 | M | 3,522 | D | Apr 22, 2016 | Apr 23, 2025 | Common Stock | 3,522 | 5,284 | D |
| Stock-Settled Stock Appreciation RightsF1 | $26.01 | holding | — | — | — | Feb 9, 2018 | Feb 9, 2027 | Common Stock | 2,802 | 2,802 | D |
Explanation of responses
- F1Option and/or SAR vests in 5 equal annual installments with the beginning date indicated.