SEC Form 4 · accession 0001069530-17-000040
PAIN THERAPEUTICS INC · PTIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Z Gussin
Director
Period of report
Dec 6, 2017
Accepted (ET)
Dec 8, 2017 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069530
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualifying Stock Options (1) | $4.09 | Dec 6, 2017 | A | 25,000 | A | Jan 6, 2018 | Dec 6, 2027 | Common Stock | 25,000 | 123,272 | D |
Remarks
(1) Non-Qualifying Stock Options issue pursuant to the Company's Equity Incentive Plan vest over four (4) year period at a rate of 1/48th per month.