SEC Form 4 · accession 0000950138-17-000795
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edgar M Purvis Jr.
Officer — Exec. Vice President and COO
Period of report
Dec 8, 2017
Accepted (ET)
Dec 11, 2017 · 2:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2017 | M | 10,000 | $55.32 | A | 168,984 | D | |
| Common StockF2 | Dec 8, 2017 | F | 510 | $65.245 | D | 168,474 | D | |
| Common Stock | Dec 8, 2017 | S | 9,490 | $65.74 | D | 158,984 | D | |
| Common Stock | holding | — | — | — | 15,400 | I | Spouse | |
| Common Stock | holding | — | — | — | 327 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 1,352 | I | 401(k) excess plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F4,F3 | $55.32 | Dec 8, 2017 | M | 10,000 | D | May 6, 2009 | May 6, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Exercise of 8,193 non-qualified stock options and 1,807 incentive stock options exempt under Rule 16b-3.
- F2Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
- F3Options vested in three equal annual installments beginning on the date indicated.
- F4Price is not applicable to stock options received as incentive compensation.