SEC Form 4 · accession 0000899243-17-028323
AMERICAN VANGUARD CORP · AVD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David` T. Johnson
Officer — CHIEF FINANCIAL OFFICER
Period of report
Dec 6, 2017
Accepted (ET)
Dec 8, 2017 · 9:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005981
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2017 | S | 6,611 | $18.87 | D | 28,429 | D | |
| Common Stock | Dec 8, 2017 | M | 6,779 | $14.75 | A | 35,208 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy | $14.75 | Dec 8, 2017 | M | 6,779 | D | Mar 7, 2011 | Mar 7, 2018 | Common | 6,779 | 0 | D |
Explanation of responses
- F1Reporting person sold these shares in order to exercise options (as per Table II) that were set to expire on March 7, 2018.