Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 19, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

171 filings · trading day Oct 19, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 17, 2017 SForm 4 →	Oct 19, 3:45 pm EDT	Hyatt Hotels CorpH	TGFJ H Co LPOther	29,774	$61.61	$1,834,391	249,142	—
Oct 17, 2017 SForm 4 →	Oct 19, 3:47 pm EDT	Hyatt Hotels CorpH	TGFJ GP LLCOther	29,774	$61.61	$1,834,391	249,142	—
Oct 17, 2017 SForm 4 →	Oct 19, 3:48 pm EDT	Hyatt Hotels CorpH	TGFJ Trust 1Other	29,774	$61.61	$1,834,391	249,142	—
Oct 17, 2017 SForm 4 →	Oct 19, 3:49 pm EDT	Hyatt Hotels CorpH	LCI H Co LPOther	14,750	$61.61	$908,755	138,870	—
Oct 17, 2017 SForm 4 →	Oct 19, 3:51 pm EDT	Hyatt Hotels CorpH	Julytoon Investments GP LLCOther	14,750	$61.61	$908,755	275,350	—
Oct 16, 2017 AForm 4 →	Oct 18, 5:10 pm EDT	National Storage Affiliates TrustNSA	Arlen Dale NordhagenChief Executive Officer, Director	22,214	$23.99	$532,914	286,831	—
Oct 16, 2017 MForm 4 →	Oct 18, 7:09 pm EDT	TerraForm Power, Inc.TERP	Sebastian DeschlerSVP, General Counsel & Sec.	22,448	$9.52	$213,705	0	—
Oct 17, 2017 SForm 4 →	Oct 19, 3:52 pm EDT	Hyatt Hotels CorpH	Banana TrustOther	2,950	$61.61	$181,751	27,774	—
Oct 17, 2017 SForm 4 →	Oct 19, 3:53 pm EDT	Hyatt Hotels CorpH	Jaybird TrustOther	2,950	$61.61	$181,751	27,774	—
Oct 17, 2017 SForm 4 →	Oct 19, 3:54 pm EDT	Hyatt Hotels CorpH	Jon Jacob TrustOther	2,950	$61.61	$181,751	27,774	—
Oct 17, 2017 SForm 4 →	Oct 19, 3:55 pm EDT	Hyatt Hotels CorpH	LaDini TrustOther	2,950	$61.61	$181,751	27,774	—
Oct 17, 2017 SForm 4 →	Oct 19, 3:56 pm EDT	Hyatt Hotels CorpH	ZAP TrustOther	2,950	$61.61	$181,751	27,774	—
Oct 1, 2017 DMForm 4 →	Oct 18, 7:29 pm EDT	TerraForm Power, Inc.TERP	Rebecca CrannaChief Financial Officer	39,968	$9.52	$141,362	0	—	late
Oct 17, 2017 CForm 4 →	Oct 18, 4:54 pm EDT	BIO KEY INTERNATIONAL INCBKYI	Fong Wong KwokManaging Director, BIO-key HK, Director, 10% Owner	27,404	$3.60	$98,654	62,596	—
Oct 17, 2017 MForm 4 →	Oct 18, 4:28 pm EDT	BEST BUY CO INCBBY	Corie S BarryCFO	1,643	$47.84	$78,601	0	—
Oct 16, 2017 MForm 4 →	Oct 18, 7:07 pm EDT	TerraForm Power, Inc.TERP	Hanif DahyaDirector	20,900	$9.52	$74,342	0	—
Oct 16, 2017 MForm 4 →	Oct 18, 6:57 pm EDT	TerraForm Power, Inc.TERP	Peter BlackmoreDirector	20,400	$9.52	$72,561	0	—
Oct 16, 2017 MForm 4 →	Oct 18, 6:58 pm EDT	TerraForm Power, Inc.TERP	Christopher ComptonDirector	20,400	$9.52	$72,561	0	—
Oct 16, 2017 MForm 4 →	Oct 18, 7:05 pm EDT	TerraForm Power, Inc.TERP	Jack StarkDirector	20,400	$9.52	$72,561	0	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:17 pm EDT	REPUBLIC SERVICES, INC.RSG	Donald W SlagerPresident and CEO, Director	785	$62.76	$49,267	143,586	—
Oct 16, 2017 MForm 4 →	Oct 18, 6:54 pm EDT	TerraForm Power, Inc.TERP	Christian S. FongDirector	12,800	$9.52	$45,534	0	—
Oct 16, 2017 MForm 4 →	Oct 18, 7:04 pm EDT	TerraForm Power, Inc.TERP	David I PaukerDirector	11,700	$9.52	$41,621	0	—
Oct 16, 2017 AForm 4 →	Oct 18, 5:31 pm EDT	VERTEX PHARMACEUTICALS INC / MAVRTX	Bruce I SachsDirector	265	$155.44	$41,250	5,858	—
Oct 16, 2017 MForm 4 →	Oct 18, 6:55 pm EDT	TerraForm Power, Inc.TERP	Kerri L. FoxDirector	11,300	$9.52	$40,193	0	—
Oct 16, 2017 MForm 4 →	Oct 18, 6:59 pm EDT	TerraForm Power, Inc.TERP	III Edward C HallDirector	11,300	$9.52	$40,193	0	—
Oct 16, 2017 MForm 4 →	Oct 18, 7:01 pm EDT	TerraForm Power, Inc.TERP	Marc RosenbergDirector	11,300	$9.52	$40,193	0	—
Oct 15, 2017 AForm 4 →	Oct 19, 1:28 pm EDT	AppCoin Innovations Inc.APCN	Cameron ChellDirector	400,000	$0.10	$40,000	400,000	—	late
Oct 16, 2017 AForm 4 →	Oct 18, 6:43 pm EDT	REPUBLIC SERVICES, INC.RSG	John M TraniDirector	548	$62.76	$34,392	100,046	—
Oct 16, 2017 AJForm 4 →	Oct 18, 6:00 pm EDT	Colony NorthStar, Inc.CLNS	John A. SomersDirector	2,610	$12.51	$32,651	16,974	—
Oct 16, 2017 AJForm 4 →	Oct 18, 6:01 pm EDT	Colony NorthStar, Inc.CLNS	John SteffensDirector	2,610	$12.51	$32,651	16,974	—
Oct 16, 2017 AJForm 4 →	Oct 18, 6:02 pm EDT	Colony NorthStar, Inc.CLNS	Jon A FosheimDirector	2,610	$12.51	$32,651	16,974	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:34 pm EDT	REPUBLIC SERVICES, INC.RSG	Jeffrey A HughesEVP Chief Administrative Offic	449	$62.76	$28,179	7,033	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:28 pm EDT	REPUBLIC SERVICES, INC.RSG	William J FlynnDirector	407	$62.76	$25,543	17,371	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:41 pm EDT	REPUBLIC SERVICES, INC.RSG	Ramon A RodriguezDirector	407	$62.76	$25,543	17,371	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:38 pm EDT	REPUBLIC SERVICES, INC.RSG	Michael LarsonDirector	270	$62.76	$16,945	49,267	—
Oct 16, 2017 AJForm 4 →	Oct 18, 6:02 pm EDT	Colony NorthStar, Inc.CLNS	Douglas Crocker IIDirector	1,311	$12.51	$16,401	15,675	—
Oct 16, 2017 AJForm 4 →	Oct 18, 6:04 pm EDT	Colony NorthStar, Inc.CLNS	Justin MetzDirector	1,311	$12.51	$16,401	15,675	—
Oct 18, 2017 MForm 4 →	Oct 19, 2:10 pm EDT	SCI Engineered Materials, Inc.SCIA.OB	Daniel RooneyCHAIRMAN, CEO, AND PRESIDENT, Director	16,224	$0.84	$13,628	229,631	—
Oct 16, 2017 MForm 4 →	Oct 18, 7:20 pm EDT	ENTELLUS MEDICAL INCENTL	Kevin L MensinkVP Marketing	10,000	$1.24	$12,400	61,400	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:25 pm EDT	REPUBLIC SERVICES, INC.RSG	Catharine D EllingsenEVP/Chief Legal Officer/Sec	188	$62.76	$11,799	18,381	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:19 pm EDT	REPUBLIC SERVICES, INC.RSG	Charles F SerianniEVP Chief Financial Officer	186	$62.76	$11,673	7,000	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:24 pm EDT	REPUBLIC SERVICES, INC.RSG	Tomago CollinsDirector	95	$62.76	$5,962	17,371	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:36 pm EDT	REPUBLIC SERVICES, INC.RSG	Manuel KadreDirector	95	$62.76	$5,962	17,371	—
Oct 16, 2017 JForm 4 →	Oct 18, 6:00 pm EDT	Colony NorthStar, Inc.CLNS	Charles W SchoenherrDirector	311	$12.51	$3,891	14,675	—
Oct 16, 2017 JForm 4 →	Oct 18, 6:00 pm EDT	Colony NorthStar, Inc.CLNS	Nancy Ann CurtinDirector	311	$12.51	$3,891	14,675	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:21 pm EDT	REPUBLIC SERVICES, INC.RSG	Jennifer M KirkDirector	32	$62.76	$2,008	5,835	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:30 pm EDT	REPUBLIC SERVICES, INC.RSG	Brian A GoebelCAO	32	$62.76	$2,008	5,996	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:32 pm EDT	REPUBLIC SERVICES, INC.RSG	Thomas W HandleyDirector	32	$62.76	$2,008	5,835	—
Sep 15, 2017 ESXForm 4 →	Oct 18, 4:53 pm EDT	CONCURRENT COMPUTER CORP/DECCUR	Julian D. Singer10% Owner	1,873	$1.43	$1,609	423	—	late
Oct 16, 2017 AForm 4 →	Oct 18, 6:44 pm EDT	REPUBLIC SERVICES, INC.RSG	Sandra M VolpeDirector	23	$62.76	$1,443	4,213	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:39 pm EDT	REPUBLIC SERVICES, INC.RSG	Kim S PegulaDirector	8	$62.76	$502	1,493	—
Oct 16, 2017 AForm 4 →	Oct 18, 4:02 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Anne Donovan BodnarChief Human Resources Officer	6	—	—	2,129	—
Oct 16, 2017 AForm 4 →	Oct 18, 4:02 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Susan Dorrance DaviesPAO and Controller	1	—	—	238	—
Oct 16, 2017 AForm 4 →	Oct 18, 4:03 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Julie Jarecke GebauerHead of Human Capital&Benefits	58	—	—	17,596	—
Oct 16, 2017 AForm 4 →	Oct 18, 4:03 pm EDT	WILLIS TOWERS WATSON PLCWLTW	John J HaleyChief Executive Officer, Director	328	—	—	99,990	—
Oct 16, 2017 AForm 4 →	Oct 18, 4:04 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Carl Aaron HessHead of IRR	8	—	—	2,449	—
Oct 16, 2017 AForm 4 →	Oct 18, 4:04 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Todd J. JonesHead- Corporate Risk & Broking	0	—	—	61	—
Oct 16, 2017 AForm 4 →	Oct 18, 4:04 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Gene H WickesHead of Exchange Solutions	69	—	—	20,763	—
Oct 16, 2017 AForm 4 →	Oct 18, 4:12 pm EDT	HUBSPOT INCHUBS	Jill A WardDirector	902	—	—	902	—
Oct 17, 2017 MForm 4 →	Oct 18, 4:14 pm EDT	BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM	Elizabeth J BolandChief Financial Officer	19,681	—	—	0	—
Oct 17, 2017 PForm 4 →	Oct 18, 4:15 pm EDT	Aevi Genomic Medicine, Inc.GNMX	Sol J BarerDirector	74,912	—	—	74,912	—
Oct 17, 2017 PForm 4 →	Oct 18, 4:15 pm EDT	Aevi Genomic Medicine, Inc.GNMX	Joseph J Grano Jr.Director	7,061	—	—	7,061	—
Oct 17, 2017 PForm 4 →	Oct 18, 4:16 pm EDT	Aevi Genomic Medicine, Inc.GNMX	Garry Arthur NeilChief Scientific Officer	13,344	—	—	13,344	—
Oct 17, 2017 PForm 4 →	Oct 18, 4:16 pm EDT	Aevi Genomic Medicine, Inc.GNMX	Wilbur H GantzDirector	7,061	—	—	7,061	—
Oct 17, 2017 PForm 4 →	Oct 18, 4:16 pm EDT	Aevi Genomic Medicine, Inc.GNMX	Barbara Gayle DuncanDirector	10,591	—	—	10,591	—
Oct 17, 2017 PForm 4 →	Oct 18, 4:17 pm EDT	Aevi Genomic Medicine, Inc.GNMX	Alastair J ClemowDirector	3,530	—	—	3,530	—
Oct 16, 2017 MForm 4 →	Oct 18, 4:17 pm EDT	MONSANTO CO /NEW/MON	Nicole M RingenbergVP and Controller	7,890	—	—	0	—
Oct 17, 2017 PForm 4 →	Oct 18, 4:17 pm EDT	Aevi Genomic Medicine, Inc.GNMX	Eugene A BauerDirector	3,530	—	—	3,530	—
Oct 17, 2017 PForm 4 →	Oct 18, 4:17 pm EDT	Aevi Genomic Medicine, Inc.GNMX	Michael F ColaPresident and CEO, Director	21,181	—	—	21,181	—
Oct 16, 2017 MForm 4 →	Oct 18, 4:17 pm EDT	Travelport Worldwide LTDTVPT	Gordon A. WilsonPresident & CEO, Director	17,188	—	—	17,187	—
Oct 16, 2017 MForm 4 →	Oct 18, 4:18 pm EDT	AMERICAN TOWER CORP /MA/AMT	James D Taiclet Jr.Chairman, President and CEO, Director	34,000	—	—	68,667	—
Oct 16, 2017 MForm 4 →	Oct 18, 4:19 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	David M WalkerChief Risk Officer	10,000	—	—	633,055	—
Oct 16, 2017 MForm 4 →	Oct 18, 4:25 pm EDT	Travelport Worldwide LTDTVPT	Matthew MinetolaSee Remarks	3,603	—	—	3,602	—
Oct 16, 2017 MForm 4 →	Oct 18, 4:27 pm EDT	Cotiviti Holdings, Inc.COTV	David BeaulieuSVP and COO	5,000	—	—	141,400	—
Oct 16, 2017 MForm 4 →	Oct 18, 4:31 pm EDT	Travelport Worldwide LTDTVPT	Antonios BasoukeasSee Remarks	1,758	—	—	1,758	—
Oct 16, 2017 MForm 4 →	Oct 18, 4:33 pm EDT	GrubHub Inc.GRUB	Adam DeWittCFO and Treasurer	4,000	—	—	58,000	—
Oct 16, 2017 AForm 4 →	Oct 18, 4:34 pm EDT	SANMINA CORPSANM	Robert K EulauCEO, Director	200,000	—	—	200,000	—
Oct 16, 2017 MForm 4 →	Oct 18, 4:36 pm EDT	Travelport Worldwide LTDTVPT	Margaret K. CassidySee Remarks	1,368	—	—	1,367	—
Oct 16, 2017 CForm 4 →	Oct 18, 4:42 pm EDT	CarGurus, Inc.CARG	Nicholas Shanny10% Owner	77,386	—	—	0	—
Oct 16, 2017 CForm 4 →	Oct 18, 4:43 pm EDT	CarGurus, Inc.CARG	David Lambert ParkerDirector	175,356	—	—	0	—
Oct 16, 2017 CForm 4 →	Oct 18, 4:44 pm EDT	CarGurus, Inc.CARG	Stephen KauferDirector	190,457	—	—	0	—
Oct 16, 2017 MForm 4 →	Oct 18, 4:44 pm EDT	CHEVRON CORPCVX	R. Hewitt PateVP and General Counsel	25,500	—	—	51,000	—
Oct 16, 2017 CForm 4 →	Oct 18, 4:45 pm EDT	CarGurus, Inc.CARG	Simon RothmanDirector	47,614	—	—	0	—
Oct 16, 2017 CForm 4 →	Oct 18, 4:45 pm EDT	CarGurus, Inc.CARG	Ian G SmithDirector	118,712	—	—	0	—
Oct 16, 2017 CForm 4 →	Oct 18, 4:46 pm EDT	CarGurus, Inc.CARG	Growth Capital Fund I, L.P.10% Owner	461,334	—	—	0	—
Oct 16, 2017 CForm 4 →	Oct 18, 4:47 pm EDT	CarGurus, Inc.CARG	Anastasios ParafestasDirector, 10% Owner	4,448,121	—	—	0	—
Oct 16, 2017 MForm 4 →	Oct 18, 4:48 pm EDT	CIRRUS LOGIC INCCRUS	Christine KingDirector	5,000	—	—	5,562	—
Oct 16, 2017 CForm 4 →	Oct 18, 4:48 pm EDT	CarGurus, Inc.CARG	Argonaut 22 LLC +110% Owner	2,538,536	—	—	0	—
Oct 16, 2017 CForm 4 →	Oct 18, 4:48 pm EDT	CarGurus, Inc.CARG	Promerica Capital LLC10% Owner	764,001	—	—	0	—
Oct 16, 2017 CForm 4 →	Oct 18, 4:49 pm EDT	CarGurus, Inc.CARG	GC Holdings Investors LLC10% Owner	643,015	—	—	0	—
Oct 16, 2017 CForm 4 →	Oct 18, 4:50 pm EDT	CarGurus, Inc.CARG	RWS 2006 Family Trust10% Owner	502,569	—	—	0	—
Oct 16, 2017 JForm 4 →	Oct 18, 5:02 pm EDT	TerraForm Power, Inc.TERP	BROOKFIELD ASSET MANAGEMENT INC. +510% Owner	1	—	—	0	—
Oct 17, 2017 MForm 4 →	Oct 18, 5:04 pm EDT	Hyatt Hotels CorpH	Stephen G HaggertySee Remarks	52,554	—	—	0	—
Oct 16, 2017 AForm 4 →	Oct 18, 5:09 pm EDT	HARDINGE INCHDNG	Thomas F. McGrail IIIVice President Global Ops.	12,500	—	—	12,500	—
Oct 16, 2017 MForm 4 →	Oct 18, 5:13 pm EDT	LendingClub CorpLC	Scott SanbornCEO	40,000	—	—	1,268,060	—
Oct 16, 2017 AForm 4 →	Oct 18, 5:16 pm EDT	Xperi CorpXPER	Murali DharanPres., Tessera Int. Prop. Corp	70,000	—	—	70,000	—
Oct 17, 2017 MForm 4 →	Oct 18, 5:18 pm EDT	AEHR TEST SYSTEMSAEHR	David S HendricksonVP OF ENGINEERING	5,000	—	—	20,000	—
Oct 16, 2017 AForm 4 →	Oct 18, 5:25 pm EDT	ROSETTA STONE INCRST	Jessie Woolley-WilsonDirector	12,663	—	—	5,883	—
Oct 16, 2017 MForm 4 →	Oct 18, 5:32 pm EDT	Quotient Technology Inc.QUOT	Connie ChenGen. Couns. Sec. & Compl Off.	6,250	—	—	6,250	—
Oct 16, 2017 AForm 4 →	Oct 18, 5:34 pm EDT	Protagenic Therapeutics, Inc.\newPTIX	Brian CorveseDirector	95,000	—	—	95,000	—
Oct 16, 2017 MForm 4 →	Oct 18, 5:35 pm EDT	VERTEX PHARMACEUTICALS INC / MAVRTX	Jeffrey ChodakewitzEVP GMDA, CMO	1,718	—	—	5,157	—
Oct 16, 2017 MForm 4 →	Oct 18, 5:41 pm EDT	VERTEX PHARMACEUTICALS INC / MAVRTX	Ian F SmithEVP, COO	2,125	—	—	6,375	—
Oct 16, 2017 AForm 4 →	Oct 18, 5:53 pm EDT	CELADON GROUP INCCGI	Thomas S AlbrechtEVP, CFO, and CSO	50,000	—	—	50,000	—
Oct 16, 2017 MForm 4 →	Oct 18, 5:57 pm EDT	PENN NATIONAL GAMING INCPENN	Timothy J WilmottChief Executive Officer, Director	13,903	—	—	0	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:00 pm EDT	Ohr Pharmaceutical IncOHRP	Orin HirschmanDirector	245,000	—	—	245,000	—
May 12, 2017 AForm 4/A →	Oct 18, 6:00 pm EDT	Ohr Pharmaceutical IncOHRP	Michael FergusonDirector	500,000	—	—	500,000	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:01 pm EDT	Ohr Pharmaceutical IncOHRP	June Sherie AlmenoffDirector	170,000	—	—	170,000	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:01 pm EDT	Ohr Pharmaceutical IncOHRP	Jason Scott SlakterChief Executive Officer, Director	390,000	—	—	390,000	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:01 pm EDT	Ohr Pharmaceutical IncOHRP	Thomas M RiedhammerDirector	170,000	—	—	170,000	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:02 pm EDT	Ohr Pharmaceutical IncOHRP	Samuel BackenrothChief Financial Officer	350,000	—	—	350,000	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:02 pm EDT	CoreSite Realty CorpCOR	Jean A BuaDirector	10	—	—	1,227	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:04 pm EDT	CoreSite Realty CorpCOR	Kelly C ChamblissDirector	19	—	—	2,356	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:05 pm EDT	CoreSite Realty CorpCOR	Michael R KoehlerDirector	135	—	—	16,846	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:06 pm EDT	CoreSite Realty CorpCOR	Paul E. SzurekPresident & CEO, Director	125	—	—	15,619	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:07 pm EDT	CoreSite Realty CorpCOR	John David ThompsonDirector	94	—	—	11,804	—
Oct 16, 2017 MForm 4 →	Oct 18, 6:12 pm EDT	ON SEMICONDUCTOR CORPON	Keith D JacksonCEO & Pres., Director	476,191	—	—	0	—
Oct 16, 2017 MForm 4 →	Oct 18, 6:12 pm EDT	ON SEMICONDUCTOR CORPON	Bernard GutmannExec VP & CFO	20,000	—	—	0	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:12 pm EDT	HARDINGE INCHDNG	Richard A. O'LearyVice Pres. & Chief HR Officer	15,000	—	—	15,000	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:15 pm EDT	CoreSite Realty CorpCOR	David A WilsonDirector	135	—	—	16,846	—
Oct 16, 2017 CMForm 4 →	Oct 18, 6:15 pm EDT	TWILIO INCTWLO	Lee KirkpatrickChief Financial Officer	30,000	—	—	112,969	—
Oct 16, 2017 FForm 4 →	Oct 18, 6:17 pm EDT	TWILIO INCTWLO	Jeff LawsonChief Executive Officer, Director, 10% Owner	6,197	—	—	112,553	—
Oct 16, 2017 AForm 4 →	Oct 18, 6:17 pm EDT	DEPOMED INCDEPO	Santosh VetticadenSVP, Chief Medical Officer ***	162,668	—	—	53,325	—
Oct 16, 2017 CForm 4 →	Oct 18, 6:18 pm EDT	Rosehill Resources Inc.ROSE	Geode Capital Master Fund Ltd. - Geode Diversified Fund10% Owner	1,032	—	—	8,500	—
Oct 17, 2017 MForm 4 →	Oct 18, 6:19 pm EDT	Global Blood Therapeutics, Inc.GBT	Jung ChoiSee Remarks	1,400	—	—	6,882	—
Oct 16, 2017 CForm 4 →	Oct 18, 6:20 pm EDT	TWILIO INCTWLO	Karyn SmithGeneral Counsel and Secretary	1,879	—	—	16,913	—
Oct 16, 2017 MForm 4 →	Oct 18, 6:20 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	Mark James LittonChief Business Officer	16,520	—	—	16,519	—
Oct 17, 2017 MForm 4 →	Oct 18, 6:20 pm EDT	Coupa Software IncCOUP	Todd R FordChief Financial Officer	12,000	—	—	372,899	—
Oct 18, 2017 AForm 4 →	Oct 18, 6:20 pm EDT	HALLMARK FINANCIAL SERVICES INCHALL	Naveen AnandPresident & CEO	29,412	—	—	29,412	—
Oct 16, 2017 MForm 4 →	Oct 18, 6:26 pm EDT	EVERBRIDGE, INC.EVBG	Scott BurnettSVP, Operations	9,000	—	—	76,957	—
Oct 16, 2017 CForm 4 →	Oct 18, 6:37 pm EDT	TILLY'S, INC.TLYS	Tilly Levine10% Owner	30,000	—	—	369,386	—
Oct 16, 2017 MForm 4 →	Oct 18, 6:45 pm EDT	EVERBRIDGE, INC.EVBG	Kenneth S GoldmanSVP, CFO and Treasurer	11,141	—	—	12,229	—
Oct 16, 2017 MForm 4 →	Oct 18, 6:49 pm EDT	NETGEAR, INCNTGR	Mark G MerrillChief Technology Officer	3,000	—	—	6,000	—
Oct 16, 2017 MForm 4 →	Oct 18, 6:59 pm EDT	IPG PHOTONICS CORPIPGP	Eugene A ShcherbakovSVP, MD IPG Laser GmbH, Director, 10% Owner	9,500	—	—	6,000	—
Oct 16, 2017 AForm 4 →	Oct 18, 7:24 pm EDT	STARBUCKS CORPSBUX	Rosalind G Brewergroup president and coo, Director	367,376	—	—	367,376	—
Oct 16, 2017 CForm 4 →	Oct 18, 7:25 pm EDT	CarGurus, Inc.CARG	Langley SteinertCEO, President and Chairman, Director, 10% Owner	552,943	—	—	0	—
Oct 16, 2017 MForm 4 →	Oct 18, 7:44 pm EDT	Inogen IncINGN	Raymond HuggenbergerDirector	14,000	—	—	93,000	—
Oct 17, 2017 MForm 4 →	Oct 18, 7:54 pm EDT	Criteo S.A.CRTO	James WarnerDirector	1,250	—	—	7,250	—
Oct 16, 2017 AForm 4 →	Oct 18, 8:09 pm EDT	QUIDEL CORP /DE/QDEL	Ratan S BorkarSVP, Intl Comm Operations	12,528	—	—	3,626	—
Oct 17, 2017 MForm 4 →	Oct 18, 8:16 pm EDT	BARRACUDA NETWORKS INCCUDA	Michael D HughesSVP, Worldwide Sales	1,390	—	—	49,666	—
Oct 16, 2017 MForm 4 →	Oct 18, 9:00 pm EDT	TERRAFORM GLOBAL, INC.GLBL	Rebecca CrannaChief Financial Officer	52,347	—	—	0	—
Oct 3, 2017 MForm 4 →	Oct 18, 9:00 pm EDT	Fifth Street Asset Management Inc.FSAM	Alexander C FrankDirector	125,017	—	—	32,240	—	late
Oct 16, 2017 MForm 4 →	Oct 18, 9:01 pm EDT	Fifth Street Asset Management Inc.FSAM	Leonard M TannenbaumCEO, Director, 10% Owner	2,078,337	—	—	24,465,706	—
Oct 16, 2017 MForm 4 →	Oct 18, 9:03 pm EDT	Fifth Street Asset Management Inc.FSAM	James F VelgotDirector	12,393	—	—	5,496	—
Oct 16, 2017 MForm 4 →	Oct 18, 9:13 pm EDT	Fifth Street Asset Management Inc.FSAM	Bernard D BermanPresident and CCO	1,491,479	—	—	222,973	—
Oct 17, 2017 MForm 4 →	Oct 18, 9:13 pm EDT	PROOFPOINT INCPFPT	Tracey NewellEVP, Worldwide Sales	8,183	—	—	8,986	—
Oct 16, 2017 MForm 4 →	Oct 18, 9:30 pm EDT	Care.com IncCRCM	Diane MusiGeneral Counsel and Secretary	15,000	—	—	56,500	—
Oct 12, 2017 MForm 4/A →	Oct 19, 8:28 am EDT	ADVANCED ENERGY INDUSTRIES INCAEIS	Yuval WassermanPresident & CEO, Director	23,000	—	—	10,669	—
Oct 17, 2017 MForm 4 →	Oct 19, 9:40 am EDT	HNI CORPHNI	Stanley A AskrenChairman, President & CEO, Director	12,000	—	—	42,852	—
Oct 17, 2017 MForm 4 →	Oct 19, 9:57 am EDT	LEAR CORPLEA	Mary Lou JepsenDirector	332	—	—	1,063	—
Oct 18, 2017 MForm 4 →	Oct 19, 10:56 am EDT	NOVAGOLD RESOURCES INCNG	Igor LeventalDirector	130,050	—	—	0	—
Oct 17, 2017 AForm 4 →	Oct 19, 2:05 pm EDT	CINTAS CORPCTAS	Robert E. ColettiAssistant Secretary, Director	2,296	—	—	2,296	—
Oct 18, 2017 MForm 4 →	Oct 19, 2:10 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Nora Mary EverettPresident - RIS	12,398	—	—	1,297	—
Oct 18, 2017 MForm 4 →	Oct 19, 2:22 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner	17,082	—	—	10,588	—
Oct 12, 2017 AForm 4 →	Oct 19, 2:32 pm EDT	NEVADA GOLD & CASINOS INCUWN	Victor Hugo MenaVice President	4,200	—	—	4,200	—	late
Oct 17, 2017 AForm 4 →	Oct 19, 2:48 pm EDT	NEVADA GOLD & CASINOS INCUWN	Ernest E EastInterim President/CCO	12,000	—	—	12,000	—
Oct 17, 2017 AForm 4 →	Oct 19, 2:52 pm EDT	NEVADA GOLD & CASINOS INCUWN	James MeierCFO	15,000	—	—	15,000	—
Oct 17, 2017 AForm 4 →	Oct 19, 2:56 pm EDT	NEVADA GOLD & CASINOS INCUWN	Michael P ShaunnessyPresident/CEO	18,000	—	—	18,000	—
Oct 17, 2017 AForm 4 →	Oct 19, 3:01 pm EDT	NEVADA GOLD & CASINOS INCUWN	Victor Hugo MenaVice President	12,000	—	—	16,200	—
Oct 18, 2017 AForm 4 →	Oct 19, 3:09 pm EDT	SHERWIN WILLIAMS COSHW	Joel D. BaxterPres. & GM, Glob. Supply Chain	6,500	—	—	6,500	—
Oct 18, 2017 AForm 4 →	Oct 19, 3:11 pm EDT	SHERWIN WILLIAMS COSHW	Jane M. CroninSVP - Corporate Controller	2,700	—	—	2,700	—
Oct 18, 2017 AForm 4 →	Oct 19, 3:13 pm EDT	SHERWIN WILLIAMS COSHW	Robert J DavissonPresident, The Americas Group	9,600	—	—	9,600	—
Oct 18, 2017 AForm 4 →	Oct 19, 3:15 pm EDT	SHERWIN WILLIAMS COSHW	Aaron M ErterPresident, Consumer Brands Grp	5,700	—	—	5,700	—
Oct 18, 2017 AForm 4 →	Oct 19, 3:17 pm EDT	SHERWIN WILLIAMS COSHW	Mary L GarceauSVP, Gen. Counsel & Secretary	6,200	—	—	6,200	—
Oct 18, 2017 AForm 4 →	Oct 19, 3:19 pm EDT	SHERWIN WILLIAMS COSHW	Thomas P GilliganSVP-Human Resources	6,000	—	—	6,000	—
Oct 18, 2017 AForm 4 →	Oct 19, 3:20 pm EDT	SHERWIN WILLIAMS COSHW	Sean P HennessySVP-Corp Plan, Develop & Admin	10,200	—	—	10,200	—
Oct 18, 2017 AForm 4 →	Oct 19, 3:22 pm EDT	SHERWIN WILLIAMS COSHW	Allen J MistysynSVP - Finance & CFO	9,600	—	—	9,600	—
Oct 18, 2017 AForm 4 →	Oct 19, 3:24 pm EDT	SHERWIN WILLIAMS COSHW	John G MorikisChairman, President & CEO, Director	52,100	—	—	52,100	—
Oct 18, 2017 AForm 4 →	Oct 19, 3:25 pm EDT	SHERWIN WILLIAMS COSHW	David B SewellPresident, Perf Coatings Grp	7,100	—	—	7,100	—
Oct 18, 2017 AForm 4 →	Oct 19, 3:27 pm EDT	SHERWIN WILLIAMS COSHW	Robert J WellsSVP-Corp Comm & Public Affairs	3,700	—	—	3,700	—
Oct 17, 2017 AForm 4 →	Oct 19, 3:43 pm EDT	WASHINGTON TRUST BANCORP INCWASH	Dennis L AlgiereSVP Ch Comp Off/Dir Com Affair	1,800	—	—	1,800	—
Oct 18, 2017 MForm 4 →	Oct 19, 3:47 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Daniel Joseph HoustonChairman, President & CEO, Director	38,097	—	—	12,103	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.