SEC Form 4 · accession 0001209191-17-057434
NEVADA GOLD & CASINOS INC · UWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernest E East
Officer — Interim President/CCO
Period of report
Oct 17, 2017
Accepted (ET)
Oct 19, 2017 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277058
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock GrantF1 | — | Oct 17, 2017 | A | 12,000 | A | Oct 17, 2018 | Oct 17, 2020 | Common Stock $.12 Par Value ND | 12,000 | 12,000 | D |
Explanation of responses
- F1The stock grant will vest in three equal annual installments commencing on the first anniversary of the grant date. If such criteria are not met, then the grant will automatically expire without an shares being issued.