SEC Form 4 · accession 0001209191-17-057358
EVERBRIDGE, INC. · EVBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth S Goldman
Officer — SVP, CFO and Treasurer
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 16, 2017 | S | 10,326 | $26.8764 | D | 1,742 | D | |
| Common Stock | Oct 16, 2017 | S | 815 | $26.8764 | D | 1,742 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $9.3725 | Oct 16, 2017 | M | 10,326 | D | — | Apr 21, 2025 | Common Stock | 10,326 | 61,957 | D |
| Employee Stock Option (Right to Buy)F3 | $13.6275 | Oct 16, 2017 | M | 815 | D | — | Jul 14, 2025 | Common Stock | 815 | 12,229 | D |
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F225% of the shares subject to the Stock Option vested and became exercisable on April 1, 2016, and the remaining shares vest in 12 equal quarterly installments thereafter.
- F325% of the shares subject to the Stock Option vested and became exercisable on July 15, 2016, and the remaining shares vest in 12 equal quarterly installments thereafter.