SEC Form 4 · accession 0001209191-17-057344
EVERBRIDGE, INC. · EVBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Burnett
Officer — SVP, Operations
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2017 | A | 147 | $15.2405 | A | 346 | D | |
| Common Stock | Oct 16, 2017 | S | 9,000 | $26.9081 | D | 346 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $1.7825 | Oct 16, 2017 | M | 9,000 | D | — | Mar 10, 2023 | Common Stock | 9,000 | 76,957 | D |
Explanation of responses
- F1Shares purchased pursuant to the Everbridge, Inc. 2016 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of March 11, 2017 through September 11, 2017. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on March 11, 2017.
- F2The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F3The Stock Option is fully vested and exercisable.