SEC Form 4 · accession 0001179110-17-013382
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane Musi
Officer — General Counsel and Secretary
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 9:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | Oct 16, 2017 | M | 1,500 | $3.70 | A | 35,328 | D | |
| Common Stock, $0.001 par valueF2 | Oct 16, 2017 | S | 1,500 | $16.3295 | D | 33,828 | D | |
| Common Stock, $0.001 par value | Oct 17, 2017 | M | 1,933 | $3.70 | A | 35,761 | D | |
| Common Stock, $0.001 par valueF3 | Oct 17, 2018 | S | 1,933 | $15.9375 | D | 33,828 | D | |
| Common Stock, $0.001 par value | Oct 18, 2017 | M | 11,567 | $3.70 | A | 45,395 | D | |
| Common Stock, $0.001 par valueF4 | Oct 18, 2017 | S | 11,567 | $15.8122 | D | 33,828 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $3.70 | Oct 16, 2017 | M | 1,500 | D | — | Oct 27, 2021 | Common Stock | 1,500 | 70,000 | D |
| Stock Option (Right to Buy)F5 | $3.70 | Oct 17, 2017 | M | 1,933 | D | — | Oct 27, 2021 | Common Stock | 1,933 | 68,067 | D |
| Stock Option (Right to Buy)F5 | $3.70 | Oct 18, 2017 | M | 11,567 | D | — | Oct 27, 2021 | Common Stock | 11,567 | 56,500 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 14, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.19 to $16.45, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.78 to $16.05, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.73 to $15.89, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
- F5The shares underlying this option are fully vested and exercisable as of the date hereof. The original vesting schedule is as follows: Twenty-Five Percent (25%) of the shares subject to the option vest and become exercisable on the first anniversary measured from June 6, 2011, and the remaining shares subject to the option vest and become exercisable in successive, equal quarterly installments thereafter over three years.