SEC Form 4 · accession 0001209191-17-057343
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catharine D Ellingsen
Officer — EVP/Chief Legal Officer/Sec
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Oct 16, 2017 | A | 88 | A | — | — | Common Stock | 88 | 16,239 | D |
| Stock UnitsF4 | — | Oct 16, 2017 | A | 100 | A | — | — | Common Stock | 100 | 18,381 | D |
Explanation of responses
- F1Based on 1 on 1 conversion.
- F2Reflects dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.
- F3A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.
- F4Ms. Ellingsen holds these stock units under the Republic Services Stock Incentive Fund ("Investment Fund") pursuant to her election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.