SEC Form 4 · accession 0001468174-17-000111
Hyatt Hotels Corp · H
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Haggerty
Officer — See Remarks
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Oct 16, 2017 | S | 46,869 | $61.77 | D | 32,125 | D | |
| Class A Common Stock | Oct 17, 2017 | M | 29,461 | $26.00 | A | 61,586 | D | |
| Class A Common Stock | Oct 17, 2017 | D | 12,458 | $61.49 | D | 49,128 | D | |
| Class A Common Stock | Oct 17, 2017 | F | 7,975 | $61.49 | D | 41,153 | D | |
| Class A Common Stock | Oct 17, 2017 | M | 23,093 | $33.12 | A | 64,246 | D | |
| Class A Common Stock | Oct 17, 2017 | D | 12,439 | $61.49 | D | 51,807 | D | |
| Class A Common Stock | Oct 17, 2017 | F | 4,997 | $61.49 | D | 46,810 | D | |
| Class A Common StockF3 | Oct 17, 2017 | S | 14,685 | $61.59 | D | 32,125 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF4 | $26.00 | Oct 17, 2017 | M | 29,461 | D | — | Jun 9, 2019 | Class A Common Stock | 29,461 | 0 | D |
| Stock Appreciation RightsF5 | $33.12 | Oct 17, 2017 | M | 23,093 | D | — | Mar 2, 2020 | Class A Common Stock | 23,093 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.36 to $62.08, inclusive. The reporting person undertakes to provide to Hyatt Hotels Corporation, any security holder of Hyatt Hotels Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.17 to $61.85, inclusive. The reporting person undertakes to provide to Hyatt Hotels Corporation, any security holder of Hyatt Hotels Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- F4The stock appreciation rights issued pursuant to the Third Amended and Restated Long-Term Incentive Plan (the "LTIP") vested in four equal annual installments beginning on April 1, 2010.
- F5The stock appreciation rights issued pursuant to the LTIP vested in four equal annual installments beginning on March 2, 2011.