SEC Form 4 · accession 0001661044-17-000004
Quotient Technology Inc. · QUOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Connie Chen
Officer — Gen. Couns. Sec. & Compl Off.
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001115128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 16, 2017 | M | 6,250 | $0.00 | A | 33,016 | D | |
| Common Stock | Oct 16, 2017 | F | 2,349 | $16.90 | D | 30,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | $0.00 | Oct 16, 2017 | M | 6,250 | D | — | — | Common Stock | 6,250 | 6,250 | D |
Explanation of responses
- F1Includes 480 shares issued on May 15, 2017 under the QUOT ESPP.
- F2The par value of QUOT common stock is $0.00001 per share.
- F31/4th of the restricted stock unit granted on October 29, 2014 became vested on October 16, 2017 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.