SEC Form 4 · accession 0001127602-17-030012
CHEVRON CORP · CVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R. Hewitt Pate
Officer — VP and General Counsel
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 16, 2017 | M | 25,500 | $73.70 | A | 25,500 | D | |
| Common Stock | Oct 16, 2017 | S | 25,500 | $120.00 | D | 0 | D | |
| Common StockF2 | holding | — | — | — | 3,870 | I | by 401(k) plan | |
| Common Stock | holding | — | — | — | 16,068 | I | By Pate Family Trust | |
| Common Stock | holding | — | — | — | 3,000 | I | by GRAT | |
| Common Stock | holding | — | — | — | 3,000 | I | by Spouse GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $73.70 | Oct 16, 2017 | M | 25,500 | D | — | Jan 27, 2020 | Common Stock | 25,500 | 51,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.
- F2Between January 30, 2017 and October 16, 2017, the reporting person acquired 383 shares of Chevron common stock under the Chevron Employee Savings Investment Plan, a 401(k) plan.
- F3Option granted 1/27/2010. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant.