SEC Form 4 · accession 0001104659-17-062772
CarGurus, Inc. · CARG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Growth Capital Fund I, L.P.
10% Owner
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494259
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 16, 2017 | C | 2,768,004 | — | A | 2,768,004 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series E Convertible Preferred StockF2,F1 | — | Oct 16, 2017 | C | 461,334 | D | — | — | Class A Common Stock | 2,768,004 | 0 | D |
Explanation of responses
- F1Each share of the Issuer's Series E Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock and had no expiration date.
- F2Each of Patrick Burton, Kelly Flynn, Justin Kelly, Michael Palmer and Stephanie Simon are Managing Directors of Growth Capital GP I, LLC, the General Partner of Growth Capital Fund I, L.P.