SEC Form 4 · accession 0001062993-17-004507
Rosehill Resources Inc. · ROSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001659122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 16, 2017 | C | 89,739 | $11.50 | A | 830,852 | D | |
| Class A Common StockF1 | Oct 16, 2017 | S | 5,000 | $9.9025 | D | 825,852 | D | |
| Class A Common StockF1 | Oct 17, 2017 | S | 5,000 | $9.6015 | D | 820,852 | D | |
| Class A Common StockF1 | Oct 18, 2017 | S | 5,000 | $9.2546 | D | 815,852 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 8.0% Series A Cumulative Preferred StockF2 | $11.50 | Oct 16, 2017 | C | 1,032 | D | — | — | Class A Common Stock | 89,739 | 8,500 | D |
Explanation of responses
- F1The securities beneficially owned as reported in Column 5 includes the 739,131 shares of Class A Common Stock underlying the 8.000% Series A Cumulative Perpetual Preferred Stock (as discussed in more detail in footnote (2) below) in addition to shares of Class A Common Stock held directly.
- F2The 8.000% Series A Cumulative Perpetual Preferred Stock is convertible, at the holder's option and at any time, into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.000% Series A Cumulative Perpetual Preferred Stock has no expiration date.