SEC Form 4 · accession 0001104659-17-062776

CarGurus, Inc. · CARG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Oct 16, 2017

Accepted (ET)

Oct 18, 2017 · 4:49 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001494259

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Oct 16, 2017	C	3,858,091	—	A	3,858,091	D
Class A Common Stock^F2	Oct 16, 2017	S	385,000	$14.88	D	3,473,091	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series A Convertible Preferred Stock^F2,F1	—	Oct 16, 2017	C	262,218	D	—	—	Class A Common Stock	1,573,309	D
Series B Convertible Preferred Stock^F2,F1	—	Oct 16, 2017	C	277,136	D	—	—	Class A Common Stock	1,662,816	D
Series C Convertible Preferred Stock^F2,F1	—	Oct 16, 2017	C	103,661	D	—	—	Class A Common Stock	621,966	D

F1Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.
F2The reporting person is the direct beneficial owner of the shares. Anastasios Parafestas, a director of the Issuer, has sole voting and investment power over the shares and is an indirect beneficial owner of the shares.