SEC Form 4 · accession 0001209191-17-057433
NEVADA GOLD & CASINOS INC · UWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor Hugo Mena
Officer — Vice President
Period of report
Oct 12, 2017
Accepted (ET)
Oct 19, 2017 · 2:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 12, 2017 | A | 4,200 | $2.39 | A | 18,343 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock GrantF2 | — | Oct 12, 2017 | A | 4,200 | D | Oct 12, 2016 | Oct 12, 2018 | Common Stock $.12 Par Value ND | 4,200 | 4,200 | D |
Explanation of responses
- F1Non-restricted stock fully vested on grant.
- F2The remaining stock grant of 4,200 shares will vest in October, 2018. If such criteria are not met, then the grant will automatically expire without any shares being issued.