SEC Form 4 · accession 0001110783-17-000181
MONSANTO CO /NEW/ · MON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicole M Ringenberg
Officer — VP and Controller
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110783
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 16, 2017 | M | 7,890 | $87.14 | A | 38,600 | D | |
| Common Stock | Oct 16, 2017 | S | 7,890 | $122.25 | D | 30,710 | D | |
| Common Stock | holding | — | — | — | 8,034 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $87.14 | Oct 16, 2017 | M | 7,890 | D | Nov 15, 2008 | Oct 22, 2017 | Common Stock | 7,890 | 0 | D |
Explanation of responses
- F1The sale and stock option exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2016.
- F2One-third of the options became exercisable on November 15, 2008, one-third of the options became exercisable on November 15, 2009 and the remainder of the options became exercisable on November 15, 2010, subject to the terms and conditions of the Monsanto Company Long Term Incentive Plan.