Company · CIK 0000017313 · Nasdaq
CAPITAL SOUTHWEST CORP · CSWC
Insider activity reported against this company. All insider holders · Files at: CSW. On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2026 AForm 4 → | Aug 12, 4:03 pm EDT | William R Thomas IIIDirector | 1,989 | — | — | 20,672 | — | |
| Aug 10, 2026 AForm 4 → | Aug 11, 4:18 pm EDT | Jack D FurstDirector | 1,989 | — | — | 49,937 | — | |
| Aug 10, 2026 AForm 4 → | Aug 11, 4:16 pm EDT | Ramona Lynn Rogers-WindsorDirector | 1,989 | — | — | 25,080 | — | |
| Aug 10, 2026 AForm 4 → | Aug 11, 4:05 pm EDT | David R BrooksDirector | 1,989 | — | — | 42,933 | — | |
| Aug 10, 2026 AForm 4 → | Aug 11, 4:02 pm EDT | Christine BattistDirector | 1,989 | — | — | 16,064 | — | |
| Jun 30, 2026 PForm 4 → | Jun 30, 4:13 pm EDT | Ramona Lynn Rogers-WindsorDirector | 211 | $23.70 | $5,000 | 23,091 | +0.92% | |
| Jun 17, 2026 PForm 4 → | Jun 18, 4:01 pm EDT | Christine BattistDirector | 860 | $23.23 | $19,978 | 14,075 | +6.51% | |
| Jun 9, 2026 AFForm 4 → | Jun 10, 6:33 pm EDT | Joshua S. WeinsteinSenior Managing Director & CIO | 120,937 | $23.40 | $489,906 | 380,585 | — | |
| Jun 9, 2026 AFForm 4 → | Jun 10, 4:56 pm EDT | Michael Scott SarnerPresident and CEO, Director | 165,470 | $23.40 | $595,985 | 587,684 | — | |
| Jun 9, 2026 AFForm 4 → | Jun 10, 4:56 pm EDT | Chris RehbergerChief Financial Officer | 83,180 | $23.40 | $191,389 | 215,971 | — | |
| Jun 5, 2026 PForm 4 → | Jun 5, 4:01 pm EDT | William R Thomas IIIDirector | 5,000 | $23.40 | $117,000 | 18,683 | +36.5% | |
| Jun 5, 2026 SForm 4 → | Jun 5, 4:01 pm EDT | William R Thomas IIIDirector | 4,661 | $23.29 | $108,569 | 13,683 | −25.4% | |
| Dec 24, 2018 PForm 4 → | Dec 27, 4:32 pm EST | Jack D FurstDirector | 6,404 | $18.50 | $118,469 | 23,504 | +37.5% | plan? |
| Nov 15, 2018 AForm 4 → | Nov 16, 4:15 pm EST | Michael Scott SarnerChief Financial Officer | 43,400 | — | — | 148,386 | — | plan? |
| Nov 15, 2018 AForm 4 → | Nov 16, 4:14 pm EST | Bowen S DiehlPresident and CEO, Director | 51,000 | — | — | 154,655 | — | plan? |
| Nov 12, 2018 PForm 4 → | Nov 14, 4:10 pm EST | Christine BattistDirector | 1,000 | $19.53 | $19,527 | 1,794 | +126% | plan? |
| Aug 21, 2018 PForm 4 → | Aug 22, 4:21 pm EDT | Christine BattistDirector | 794 | $19.01 | $15,094 | 794 | — | plan? |
| Aug 15, 2018 MForm 4 → | Aug 17, 4:13 pm EDT | Bowen S DiehlPresident and CEO, Director | 50,000 | $11.53 | $576,500 | 169,257 | — | plan? |
| Jun 20, 2018 MForm 4/A → | Jul 16, 5:01 pm EDT | Bowen S DiehlPresident and CEO, Director | 14,613 | $11.10 | $162,153 | 119,257 | — | plan? |
| Jun 20, 2018 MForm 4 → | Jun 21, 4:13 pm EDT | Bowen S DiehlPresident and CEO, Director | 14,613 | $11.10 | $162,153 | 119,257 | — | plan? |
| Mar 23, 2018 PForm 4 → | Mar 26, 5:02 pm EDT | John H WilsonDirector | 3,000 | $17.10 | $51,300 | 20,000 | +17.6% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 9, 4:16 pm EST | Michael Scott SarnerChief Financial Officer | 700 | $16.24 | $11,368 | 104,986 | +0.67% | plan? |
| Feb 8, 2018 PForm 4 → | Feb 9, 4:05 pm EST | Thomas Duane MorganDirector | 3,050 | $16.39 | $49,990 | 14,937 | +25.7% | plan? |
| Dec 28, 2017 PForm 4 → | Dec 29, 5:28 pm EST | David R BrooksDirector | 2,000 | $16.66 | $33,326 | 22,000 | +10.0% | plan? |
| Nov 21, 2017 PForm 4 → | Nov 21, 4:22 pm EST | Douglas M. KelleySr. VP, Managing Director | 380 | $16.87 | $6,410 | 85,147 | +0.45% | plan? |
| Nov 15, 2017 AForm 4 → | Nov 17, 4:36 pm EST | William M AshbaughSr. VP, Managing Director | 5,000 | — | — | 48,068 | — | plan? |
| Nov 15, 2017 AForm 4 → | Nov 17, 4:35 pm EST | Bowen S DiehlPresident and CEO, Director | 46,800 | — | — | 141,807 | — | plan? |
| Nov 15, 2017 AForm 4 → | Nov 17, 4:35 pm EST | Douglas M. KelleySr. VP, Managing Director | 20,000 | — | — | 84,767 | — | plan? |
| Nov 15, 2017 AForm 4 → | Nov 17, 4:34 pm EST | Michael Scott SarnerChief Financial Officer | 39,000 | — | — | 104,286 | — | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 6:47 pm EST | Douglas M. KelleySr. VP, Managing Director | 1,500 | $17.00 | $25,496 | 66,135 | +2.32% | plan? |
| Nov 10, 2017 FForm 4 → | Dec 22, 7:56 am EST | Douglas M. KelleySr. VP, Managing Director | 3,009 | $16.97 | $51,068 | 84,767 | — | plan? late |
| Nov 10, 2017 FForm 4 → | Dec 22, 7:56 am EST | William M AshbaughSr. VP, Managing Director | 1,573 | $16.98 | $26,704 | 48,068 | — | plan? late |
| Aug 25, 2017 SForm 4 → | Aug 29, 4:06 pm EDT | Moab Partners LP +310% Owner | 50,341 | $17.30 | $871,089 | 1,474,742 | −3.30% | plan? |
| Aug 25, 2017 SForm 4 → | Aug 29, 4:05 pm EDT | Moab Capital Partners LLC +310% Owner | 53,270 | $17.30 | $921,772 | 1,573,594 | −3.27% | plan? |
| Jul 31, 2017 SForm 4 → | Aug 2, 11:02 am EDT | Joseph B ArmesDirector | 500 | $16.31 | $8,156 | 31,000 | −1.59% | plan? |
| Jul 24, 2017 SForm 4 → | Jul 24, 6:22 pm EDT | Joseph B ArmesDirector | 500 | $16.27 | $8,135 | 31,500 | −1.56% | plan? |
| Jul 17, 2017 SForm 4 → | Jul 18, 7:34 pm EDT | Joseph B ArmesDirector | 500 | $16.14 | $8,068 | 32,000 | −1.54% | plan? |
| Jul 10, 2017 SForm 4 → | Jul 12, 10:04 am EDT | Joseph B ArmesDirector | 500 | $16.19 | $8,092 | 32,500 | −1.52% | plan? |
| Jul 3, 2017 SForm 4 → | Jul 5, 10:48 am EDT | Joseph B ArmesDirector | 500 | $16.15 | $8,075 | 33,000 | −1.49% | plan? |
| Jun 28, 2017 PForm 4 → | Jun 29, 11:04 am EDT | John H WilsonDirector | 5,000 | $16.30 | $81,500 | 17,000 | +41.7% | plan? |
| Jun 26, 2017 SForm 4 → | Jun 27, 12:30 pm EDT | Joseph B ArmesDirector | 500 | $16.22 | $8,108 | 33,500 | −1.47% | plan? |
| Jun 19, 2017 SForm 4 → | Jun 21, 6:55 pm EDT | Joseph B ArmesDirector | 500 | $16.14 | $8,069 | 34,000 | −1.45% | plan? |
| Jun 12, 2017 SForm 4 → | Jun 14, 10:39 am EDT | Joseph B ArmesDirector | 500 | $16.10 | $8,050 | 34,500 | −1.43% | plan? |
| Jun 7, 2017 PForm 4 → | Jun 9, 4:57 pm EDT | Thomas Duane MorganDirector | 3,100 | $16.26 | $50,406 | 11,546 | +36.7% | plan? |
| Jun 5, 2017 SForm 4 → | Jun 7, 3:11 pm EDT | Joseph B ArmesDirector | 500 | $16.03 | $8,015 | 35,000 | −1.41% | plan? |
| Jun 1, 2017 SForm 4 → | Jun 2, 5:18 pm EDT | Joseph B ArmesDirector | 1,000 | $16.00 | $16,000 | 35,500 | −2.74% | plan? |
| May 15, 2017 SForm 4 → | May 16, 6:43 pm EDT | Joseph B ArmesDirector | 500 | $16.00 | $8,000 | 36,500 | −1.35% | plan? |
| May 8, 2017 SForm 4 → | May 9, 4:52 pm EDT | Joseph B ArmesDirector | 500 | $16.03 | $8,015 | 37,000 | −1.33% | plan? |
| May 1, 2017 SForm 4 → | May 2, 9:45 am EDT | Joseph B ArmesDirector | 500 | $16.15 | $8,075 | 37,500 | −1.32% | plan? |
| Apr 24, 2017 SForm 4 → | Apr 25, 11:25 am EDT | Joseph B ArmesDirector | 500 | $16.01 | $8,005 | 38,000 | −1.30% | plan? |
| Apr 10, 2017 SForm 4 → | Apr 12, 9:46 pm EDT | Moab Partners LP +310% Owner | 100 | $17.02 | $1,702 | 1,525,083 | −0.01% | plan? |
| Apr 10, 2017 SForm 4 → | Apr 12, 9:45 pm EDT | Moab Capital Partners LLC +310% Owner | 100 | $17.02 | $1,702 | 1,626,864 | −0.01% | plan? |
| Apr 3, 2017 SForm 4 → | Apr 5, 9:47 pm EDT | Moab Partners LP +310% Owner | 3,288 | $16.92 | $55,619 | 1,525,183 | −0.22% | plan? |
| Apr 3, 2017 SForm 4 → | Apr 5, 9:45 pm EDT | Moab Capital Partners LLC +310% Owner | 3,288 | $16.92 | $55,619 | 1,626,964 | −0.20% | plan? |
| Mar 29, 2017 SForm 4 → | Mar 31, 7:54 pm EDT | Moab Capital Partners LLC +310% Owner | 600 | $16.84 | $10,104 | 1,630,252 | −0.04% | plan? |
| Mar 29, 2017 SForm 4 → | Mar 31, 7:23 pm EDT | Moab Partners LP +310% Owner | 600 | $16.84 | $10,104 | 1,528,471 | −0.04% | plan? |
| Mar 14, 2017 PForm 4 → | Mar 16, 11:19 am EDT | David R BrooksDirector | 10,400 | $15.98 | $166,217 | 20,000 | +108% | plan? |
| Mar 10, 2017 SForm 4 → | Mar 13, 6:41 pm EDT | Joseph B ArmesDirector | 800 | $16.52 | $13,217 | 38,500 | −2.04% | plan? |
| Mar 9, 2017 SForm 4 → | Mar 10, 12:56 pm EST | Joseph B ArmesDirector | 5,200 | $16.50 | $85,804 | 39,300 | — | plan? |
| Mar 8, 2017 MForm 4/A → | Mar 10, 3:57 pm EST | Bowen S DiehlPresident and CEO, Director | 45,271 | $11.39 | $515,641 | 141,233 | — | plan? |
| Mar 8, 2017 MForm 4 → | Mar 9, 6:02 pm EST | Bowen S DiehlPresident and CEO, Director | 45,271 | $11.39 | $515,641 | 192,983 | — | plan? amended |
| Mar 3, 2017 SForm 4 → | Mar 6, 3:52 pm EST | Joseph B ArmesDirector | 8,502 | $16.60 | $141,110 | 1,000 | −89.5% | plan? |
| Jan 13, 2017 SForm 4 → | Jan 18, 3:56 pm EST | Moab Partners LP +310% Owner | 100 | $16.73 | $1,673 | 1,529,071 | −0.01% | plan? |
| Jan 13, 2017 SForm 4 → | Jan 18, 3:55 pm EST | Moab Capital Partners LLC +310% Owner | 100 | $16.73 | $1,673 | 1,630,852 | −0.01% | plan? |
| Jan 6, 2017 SForm 4 → | Jan 10, 2:57 pm EST | Moab Partners LP +310% Owner | 5,443 | $16.80 | $91,447 | 1,529,171 | −0.35% | plan? |
| Jan 6, 2017 SForm 4 → | Jan 10, 2:55 pm EST | Moab Capital Partners LLC +310% Owner | 5,443 | $16.80 | $91,447 | 1,630,952 | −0.33% | plan? |
| Jan 4, 2017 SForm 4 → | Jan 6, 3:42 pm EST | Moab Partners LP +310% Owner | 23,718 | $16.74 | $397,157 | 1,534,614 | −1.52% | plan? |
| Jan 4, 2017 SForm 4 → | Jan 6, 3:42 pm EST | Moab Capital Partners LLC +310% Owner | 23,718 | $16.74 | $397,157 | 1,636,395 | −1.43% | plan? |
| Dec 14, 2016 PForm 4 → | Dec 16, 12:01 pm EST | David R BrooksDirector | 3,000 | $15.82 | $47,460 | 9,600 | +45.5% | plan? |
| Dec 8, 2016 GForm 4/A → | Mar 8, 2017, 10:34 am EST | Joseph B ArmesDirector | 3,500 | — | — | 44,500 | — | plan? |
| Dec 8, 2016 GForm 4 → | Dec 12, 6:23 pm EST | Joseph B ArmesDirector | 3,500 | — | — | 43,500 | — | plan? amended |
| Nov 15, 2016 PForm 4 → | Nov 17, 5:45 pm EST | William M AshbaughSr. VP, Managing Director | 5,000 | — | — | 44,513 | — | plan? |
| Nov 15, 2016 PForm 4 → | Nov 17, 5:45 pm EST | Douglas M. KelleySr. VP, Managing Director | 20,000 | — | — | 64,919 | — | plan? |
| Nov 15, 2016 PForm 4 → | Nov 17, 5:42 pm EST | Michael Scott SarnerChief Financial Officer | 34,500 | — | — | 65,286 | — | plan? |
| Nov 15, 2016 PForm 4 → | Nov 17, 5:41 pm EST | Bowen S DiehlPresident and CEO, Director | 43,125 | — | — | 147,712 | — | plan? |
| Nov 10, 2016 PForm 4/A → | Nov 16, 4:14 pm EST | Thomas Duane MorganDirector | 7,100 | $14.35 | $101,885 | 8,350 | +568% | plan? |
| Nov 10, 2016 PForm 4 → | Nov 14, 2:32 pm EST | Thomas Duane MorganDirector | 7,100 | $14.35 | $101,885 | 11,495 | +162% | plan? amended |
| Sep 13, 2016 PForm 4 → | Sep 15, 5:59 pm EDT | Jack D FurstDirector | 9,000 | $14.90 | $134,100 | 17,100 | +111% | plan? |
| Sep 7, 2016 PForm 4 → | Sep 9, 5:07 pm EDT | Jack D FurstDirector | 6,000 | $14.84 | $89,056 | 8,600 | +231% | plan? |
| Sep 7, 2016 PForm 4 → | Sep 7, 2:19 pm EDT | Douglas M. KelleySr. VP, Managing Director | 102 | $14.89 | $1,519 | 44,905 | +0.23% | plan? |
| Jun 24, 2016 PForm 4 → | Jun 27, 6:40 pm EDT | Thomas Duane MorganDirector | 1,000 | $14.03 | $14,030 | 4,395 | +29.5% | plan? |
| Jun 24, 2016 PForm 4 → | Jun 27, 3:06 pm EDT | Douglas M. KelleySr. VP, Managing Director | 1,775 | $13.92 | $24,708 | 44,803 | +4.13% | plan? |
| Jun 24, 2016 PForm 4 → | Jun 27, 2:30 pm EDT | David R BrooksDirector | 4,000 | $14.00 | $56,000 | 6,600 | +154% | plan? |
| Jun 23, 2016 PForm 4 → | Jun 27, 2:31 pm EDT | Michael Scott SarnerChief Financial Officer | 4,986 | $14.12 | $70,402 | 30,786 | +19.3% | plan? |
| Jun 17, 2016 PForm 4 → | Jun 17, 6:40 pm EDT | Michael Scott SarnerChief Financial Officer | 1,800 | $13.85 | $24,930 | 25,800 | +7.50% | plan? |
| Mar 21, 2016 MForm 4 → | Mar 23, 8:00 pm EDT | William M AshbaughSenior Vice President | 5,974 | $7.36 | $43,969 | 39,513 | — | plan? |
| Mar 18, 2016 PForm 4 → | Mar 21, 10:27 am EDT | John H WilsonDirector | 2,000 | $14.07 | $28,140 | 12,000 | +20.0% | plan? |
| Feb 18, 2016 PForm 4 → | Feb 22, 8:46 pm EST | Douglas M. KelleySr. VP & Managing Director | 5,000 | $14.04 | $70,180 | 43,014 | +13.2% | plan? |
| Feb 12, 2016 PForm 4 → | Feb 12, 8:18 pm EST | Thomas Duane MorganDirector | 950 | $13.34 | $12,673 | 3,395 | +38.9% | plan? |
| Jan 15, 2016 PForm 4 → | Jan 20, 8:08 pm EST | Moab Capital Partners LLC +310% Owner | 1,100 | $13.72 | $15,092 | 1,660,113 | +0.07% | plan? |
| Jan 14, 2016 PForm 4 → | Jan 19, 9:50 pm EST | Moab Capital Partners LLC +310% Owner | 6,700 | $13.91 | $93,177 | 1,659,013 | +0.41% | plan? |
| Jan 7, 2016 PForm 4 → | Jan 13, 9:22 pm EST | Moab Capital Partners LLC +310% Owner | 90,475 | $14.11 | $1,276,613 | 1,652,313 | +5.79% | plan? late |
| Dec 17, 2015 PForm 4 → | Dec 18, 2:15 pm EST | John H WilsonDirector | 800 | $14.12 | $11,296 | 10,000 | +8.70% | plan? |
| Dec 15, 2015 PForm 4 → | Dec 16, 7:45 pm EST | David R BrooksDirector | 1,100 | $14.14 | $15,554 | 2,600 | +73.3% | plan? |
| Dec 11, 2015 AForm 4 → | Dec 14, 9:02 pm EST | Bowen S DiehlPresident and CEO, Director | 587 | — | — | 104,587 | — | plan? |
| Nov 20, 2015 PForm 4 → | Nov 23, 6:44 pm EST | Douglas M. KelleySr. VP & Managing Director | 7,000 | $14.28 | $99,960 | 38,014 | +22.6% | plan? |
| Nov 12, 2015 PForm 4 → | Nov 12, 8:20 pm EST | Thomas Duane MorganDirector | 870 | $14.61 | $12,711 | 2,445 | +55.2% | plan? |
| Nov 10, 2015 AForm 4 → | Nov 12, 7:45 pm EST | Douglas M. KelleySr. VP & Managing Director | 24,000 | — | — | 31,014 | — | plan? |
| Nov 10, 2015 AForm 4 → | Nov 12, 7:39 pm EST | Michael Scott SarnerChief Financial Officer | 24,000 | — | — | 24,000 | — | plan? |
| Nov 10, 2015 AForm 4 → | Nov 12, 7:32 pm EST | William M AshbaughSenior Vice President | 10,000 | — | — | 21,000 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2018 MForm 4 → | Aug 17, 4:13 pm EDT | Bowen S DiehlPresident and CEO, Director | 50,000 | — | — | 0 | — | |
| Jun 20, 2018 MForm 4/A → | Jul 16, 5:01 pm EDT | Bowen S DiehlPresident and CEO, Director | 14,613 | — | — | 50,000 | — | |
| Jun 20, 2018 MForm 4 → | Jun 21, 4:13 pm EDT | Bowen S DiehlPresident and CEO, Director | 14,613 | — | — | 50,000 | — | |
| Mar 8, 2017 MForm 4/A → | Mar 10, 3:57 pm EST | Bowen S DiehlPresident and CEO, Director | 45,271 | — | — | 52,661 | — | |
| Mar 8, 2017 MForm 4 → | Mar 9, 6:02 pm EST | Bowen S DiehlPresident and CEO, Director | 45,271 | — | — | 52,661 | — | amended |
| Jun 17, 2016 JForm 5/A → | May 15, 2017, 4:35 pm EDT | Moab Capital Partners LLC +310% Owner | 1,000 | — | — | 0 | — | |
| Jun 17, 2016 JForm 5/A → | May 15, 2017, 4:24 pm EDT | Moab Partners LP +310% Owner | 939 | — | — | 0 | — | amended |
| Jun 17, 2016 JForm 5 → | Feb 14, 2017, 4:17 pm EST | Moab Capital Partners LLC +310% Owner | 1,000 | — | — | 0 | — | |
| Jun 17, 2016 JForm 5 → | Feb 14, 2017, 4:08 pm EST | Moab Partners LP +310% Owner | 939 | — | — | 0 | — | |
| Mar 21, 2016 MForm 4 → | Mar 23, 8:00 pm EDT | William M AshbaughSenior Vice President | 5,974 | — | — | 0 | — | |
| Jan 15, 2016 PForm 4 → | Jan 20, 8:08 pm EST | Moab Partners LP +310% Owner | 939 | $1.00 | $939 | 939 | — | |
| Jan 15, 2016 PForm 4 → | Jan 20, 8:08 pm EST | Moab Capital Partners LLC +310% Owner | 1,000 | $1.00 | $1,000 | 1,000 | — | |
| Oct 14, 2015 DForm 4 → | Oct 16, 8:12 pm EDT | Joseph B ArmesDirector | 475 | — | — | 85,981 | — | |
| Oct 14, 2015 DForm 4/A → | Oct 16, 8:08 pm EDT | Bowen S DiehlPresident and CEO | 352 | — | — | 85,982 | — | |
| Oct 14, 2015 DForm 4 → | Oct 16, 6:42 pm EDT | Bowen S DiehlPresident and CEO | 475 | — | — | 85,982 | — | amended |
| Oct 14, 2015 DForm 4 → | Oct 16, 6:31 pm EDT | William M AshbaughSenior Vice President | 108 | — | — | 3,983 | — | |
| May 22, 2015 MForm 4 → | May 27, 9:35 pm EDT | William M AshbaughSenior Vice President | 4,083 | — | — | 0 | — | |
| May 20, 2015 MForm 4/A → | May 27, 9:29 pm EDT | William M AshbaughSenior Vice President | 13,917 | — | — | 4,083 | — | |
| May 20, 2015 MForm 4 → | May 22, 4:54 pm EDT | William M AshbaughSenior Vice President | 13,917 | — | — | 6,083 | — | amended |
| Mar 19, 2015 MForm 4 → | Mar 23, 9:12 pm EDT | William M AshbaughSenior Vice President | 22,000 | — | — | 4,000 | — |
Filed by this entity as an insider elsewhere — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 18, 2015 JForm 4 → | Sep 22, 6:29 pm EDT | CSW INDUSTRIALS, INC.CSWI | 15,583,332 | — | — | 0 | — | plan? |
Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.