SEC Form 4 · accession 0001179110-16-032837
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joseph B Armes
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2016 | G | 3,500 | $0.00 | D | 43,500 | D | |
| Common Stock | holding | — | — | — | 9,502 | I | JBA Family Partners, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares donated by the Reporting Person to a charitable donor advised fund.