SEC Form 4 · accession 0000017313-26-000119
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Thomas III
Director
Period of report
Aug 10, 2026
Accepted (ET)
Aug 12, 2026 · 4:03 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2026 | A | 1,989 | $0.00 | A | 20,672 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | Held by the reporting person's son | |
| Common StockF2 | holding | — | — | — | 571,939 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan
- F2Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership. Although Mr. Thomas's pecuniary interest in the shares of common stock held by the Partnership is limited to his limited partnership interest in the Partnership and his membership interest in the general partner of the Partnership, in accordance with Rule 13d-3(d)(1)(i) of the Securities Exchange Act of 1934, as amended, Mr. Thomas is deemed to be the beneficial owner of all of such shares of common stock.