SEC Form 4 · accession 0001140361-16-052512
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Duane Morgan
Director
Period of report
Feb 12, 2016
Accepted (ET)
Feb 12, 2016 · 8:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2016 | P | 950 | $13.34 | A | 3,395 | D | |
| Common Stock | holding | — | — | — | 1,250 | I | By Morgan Family Trust |
Table II — derivative securities
No Table II lines on this filing.