SEC Form 4 · accession 0001179110-17-014140
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M. Kelley
Officer — Sr. VP, Managing Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | P | 1,500 | $16.9973 | A | 66,135 | D |
Table II — derivative securities
No Table II lines on this filing.