SEC Form 4 · accession 0000017313-26-000059
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Thomas III
Director
Period of report
Jun 5, 2026
Accepted (ET)
Jun 5, 2026 · 4:01 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 5, 2026 | S | 4,661 | $23.293 | D | 13,683 | D | |
| Common Stock | Jun 5, 2026 | P | 5,000 | $23.3999 | A | 18,683 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | Held by reporting person's son | |
| Common StockF2 | holding | — | — | — | 571,939 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.255 to $23.33, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership.