Insider · CIK 0001182922
William M Ashbaugh
Files at: CSWC. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2017 AForm 4 → | Nov 17, 4:36 pm EST | CAPITAL SOUTHWEST CORPCSWC | 5,000 | — | — | 48,068 | — | plan? |
| Nov 10, 2017 FForm 4 → | Dec 22, 7:56 am EST | CAPITAL SOUTHWEST CORPCSWC | 1,573 | $16.98 | $26,704 | 48,068 | — | plan? late |
| Nov 15, 2016 PForm 4 → | Nov 17, 5:45 pm EST | CAPITAL SOUTHWEST CORPCSWC | 5,000 | — | — | 44,513 | — | plan? |
| Mar 21, 2016 MForm 4 → | Mar 23, 8:00 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 5,974 | $7.36 | $43,969 | 39,513 | — | plan? |
| Nov 10, 2015 AForm 4 → | Nov 12, 7:32 pm EST | CAPITAL SOUTHWEST CORPCSWC | 10,000 | — | — | 21,000 | — | plan? |
| May 22, 2015 SForm 4 → | May 27, 9:35 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 4,083 | $51.03 | $208,358 | 11,000 | −27.1% | plan? |
| May 22, 2015 MForm 4 → | May 27, 9:35 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 4,083 | $19.18 | $78,312 | 14,433 | — | plan? |
| May 20, 2015 SForm 4/A → | May 27, 9:29 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 13,917 | $51.23 | $713,005 | 11,000 | −55.9% | plan? |
| May 20, 2015 MForm 4/A → | May 27, 9:29 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 13,917 | $22.19 | $308,828 | 20,809 | — | plan? |
| May 20, 2015 SForm 4 → | May 22, 4:54 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 13,917 | $51.23 | $713,005 | 11,000 | −55.9% | plan? amended |
| May 20, 2015 MForm 4 → | May 22, 4:54 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 13,917 | $22.79 | $317,208 | 20,809 | — | plan? amended |
| Mar 19, 2015 SForm 4 → | Mar 23, 9:12 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 22,000 | $48.23 | $1,061,164 | 11,000 | −66.7% | plan? |
| Mar 19, 2015 MForm 4 → | Mar 23, 9:12 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 22,000 | $29.11 | $640,340 | 13,000 | — | plan? |
Reported trades — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2016 MForm 4 → | Mar 23, 8:00 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 5,974 | — | — | 0 | — | |
| Oct 14, 2015 DForm 4 → | Oct 16, 6:31 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 108 | — | — | 3,983 | — | |
| May 22, 2015 MForm 4 → | May 27, 9:35 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 4,083 | — | — | 0 | — | |
| May 20, 2015 MForm 4/A → | May 27, 9:29 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 13,917 | — | — | 4,083 | — | |
| May 20, 2015 MForm 4 → | May 22, 4:54 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 13,917 | — | — | 6,083 | — | amended |
| Mar 19, 2015 MForm 4 → | Mar 23, 9:12 pm EDT | CAPITAL SOUTHWEST CORPCSWC | 22,000 | — | — | 4,000 | — |