SEC Form 4 · accession 0001179110-16-033082
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Brooks
Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 12:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | P | 3,000 | $15.82 | A | 9,600 | D |
Table II — derivative securities
No Table II lines on this filing.