SEC Form 4 · accession 0000017313-18-000061
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine Battist
Director
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2018 | P | 1,000 | $19.5271 | A | 1,794 | D |
Table II — derivative securities
No Table II lines on this filing.