SEC Form 4 · accession 0001179110-18-001885
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Duane Morgan
Director
Period of report
Feb 8, 2018
Accepted (ET)
Feb 9, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2018 | P | 3,050 | $16.39 | A | 14,937 | I | By Morgan Family Trust |
| Common Stock | holding | — | — | — | 4,395 | D |
Table II — derivative securities
No Table II lines on this filing.