SEC Form 4 · accession 0001140361-15-044497
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bowen S Diehl
Officer — President and CEO · Director
Period of report
Dec 11, 2015
Accepted (ET)
Dec 14, 2015 · 9:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 11, 2015 | A | 587 | $0.00 | A | 104,587 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a transfer of 587 shares of unvested CSWC shares from our previous ESOP plan to Capital Southwest Management Corporation Employee Savings 401K Plan.