Insider holders · CIK 0000017313
CAPITAL SOUTHWEST CORP · CSWC
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Moab Partners LP10% Owner | 1,474,742 | 1,573,594 | 3,048,336 | Aug 29, 2017 · 4:06 pm EDT | Form 4 |
| Moab GP LLC10% Owner | 1,474,742 | 1,573,594 | 3,048,336 | Aug 29, 2017 · 4:06 pm EDT | Form 4 |
| Michael Rothenberg10% Owner | 1,474,742 | 1,573,594 | 3,048,336 | Aug 29, 2017 · 4:06 pm EDT | Form 4 |
| Moab Capital Partners LLC10% Owner | 1,474,742 | 1,573,594 | 3,048,336 | Aug 29, 2017 · 4:06 pm EDT | Form 4 |
| William R Thomas IIIDirector | 20,672 | 571,939 | 592,611 | Aug 12, 2026 · 4:03 pm EDT | Form 4 |
| Michael Scott SarnerPresident and CEO | 587,684 | — | 587,684 | Jun 10, 2026 · 4:56 pm EDT | Form 4 |
| Joshua S. WeinsteinSenior Managing Director & CIO | 380,585 | — | 380,585 | Jun 10, 2026 · 6:33 pm EDT | Form 4 |
| Bowen S DiehlPresident and CEO | 154,655 | 200,165 | 354,820 | Nov 16, 2018 · 4:14 pm EST | Form 4 |
| Chris RehbergerChief Financial Officer | 215,971 | — | 215,971 | Jun 10, 2026 · 4:56 pm EDT | Form 4 |
| Jack D FurstDirector | 49,937 | 39,000 | 88,937 | Aug 11, 2026 · 4:18 pm EDT | Form 4 |
| Douglas M. KelleySr. VP, Managing Director | 84,767 | — | 84,767 | Dec 22, 2017 · 7:56 am EST | Form 4 |
| William M AshbaughSr. VP, Managing Director | 48,068 | 10,345 | 58,413 | Dec 22, 2017 · 7:56 am EST | Form 4 |
| David R BrooksDirector | 42,933 | — | 42,933 | Aug 11, 2026 · 4:05 pm EDT | Form 4 |
| Joseph B ArmesDirector | 31,000 | 8,502 | 39,502 | Aug 2, 2017 · 11:02 am EDT | Form 4/A |
| Ramona Lynn Rogers-WindsorDirector | 25,080 | — | 25,080 | Aug 11, 2026 · 4:16 pm EDT | Form 4 |
| Christine BattistDirector | 16,064 | 7,281 | 23,345 | Aug 11, 2026 · 4:02 pm EDT | Form 4 |
| John H WilsonDirector | 20,000 | — | 20,000 | Mar 26, 2018 · 5:02 pm EDT | Form 4 |
| Thomas Duane MorganDirector | 4,395 | 14,937 | 19,332 | Feb 9, 2018 · 4:05 pm EST | Form 4 |
| Samuel B LigonDirector | 12,900 | — | 12,900 | Mar 3, 2015 · 6:00 pm EST | Form 4 |
| Matthew Bailey GoldenVice President | — | 659 | 659 | Jun 9, 2015 · 5:13 pm EDT | Form 4 |
| Christopher J MuddSr. VP of Operations | 0 | — | 0 | Jan 13, 2015 · 4:45 pm EST | Form 3 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.