SEC Form 4 · accession 0000017313-26-000067
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua S. Weinstein
Officer — Senior Managing Director & CIO
Period of report
Jun 9, 2026
Accepted (ET)
Jun 10, 2026 · 6:33 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2026 | F | 11,349 | $23.28 | D | 290,173 | D | |
| Common Stock | Jun 9, 2026 | A | 100,000 | $0.00 | A | 390,173 | D | |
| Common Stock | Jun 10, 2026 | F | 9,588 | $23.54 | D | 380,585 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
- F2Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.