SEC Form 4 · accession 0001563284-26-000004
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine Battist
Director
Period of report
Aug 10, 2026
Accepted (ET)
Aug 11, 2026 · 4:02 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2026 | A | 1,989 | $0.00 | A | 16,064 | D | |
| Common StockF2 | holding | — | — | — | 7,281 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan
- F2Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007.