SEC Form 4 · accession 0001179110-16-029384
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M. Kelley
Officer — Sr. VP, Managing Director
Period of report
Sep 7, 2016
Accepted (ET)
Sep 7, 2016 · 2:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2016 | P | 102 | $14.89 | A | 44,905 | D |
Table II — derivative securities
No Table II lines on this filing.