SEC Form 4 · accession 0001140361-15-042644
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M. Kelley
Officer — Sr. VP & Managing Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 23, 2015 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2015 | P | 7,000 | $14.28 | A | 38,014 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 24,000 shares of restricted stock that will vest in four equal annual installments beginning 11/10/16.