SEC Form 4 · accession 0001179110-16-026644
CAPITAL SOUTHWEST CORP · CSWC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Scott Sarner
Officer — Chief Financial Officer
Period of report
Jun 17, 2016
Accepted (ET)
Jun 17, 2016 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 17, 2016 | P | 1,800 | $13.85 | A | 25,800 | D |
Table II — derivative securities
No Table II lines on this filing.