Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jan 14, 2019

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

203 filings · trading day Jan 14, 2019Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 9, 2019 PForm 4 →	Jan 11, 7:17 pm EST	CLEANSPARK, INC.CLSK	Larry McNeillDirector	500,000	$33,333.00	$16,666,500,000	500,000	—
Jan 9, 2019 PForm 4 →	Jan 11, 7:16 pm EST	CLEANSPARK, INC.CLSK	Zachary BradfordCFO, Director	250,000	$16,667.00	$4,166,750,000	250,000	—
Jan 11, 2019 DForm 4 →	Jan 14, 2:11 pm EST	INTERSECTIONS INCINTX	Michael R StanfieldPresident & Executive Chairman, Director	1,347,443	$1.27	$998,013	0	—
Jan 1, 2019 AForm 4 →	Jan 11, 4:00 pm EST	Gopher Protocol Inc.GOPH	Douglas Landers DavisCEO	2,000,000	$0.319	$638,000	2,000,000	—	late
Jan 9, 2019 PForm 4 →	Jan 11, 4:33 pm EST	Concrete Pumping Holdings, Inc.BBCP	Owl Creek Asset Management, L.P. +710% Owner	546,229	$0.75	$409,672	3,922,329	—	amended
Jan 9, 2019 MForm 4 →	Jan 11, 4:08 pm EST	CONSTELLATION BRANDS, INC.STZ	James A Locke IIIDirector	20,894	$13.40	$139,990	0	—
Jan 9, 2019 SForm 4 →	Jan 11, 4:21 pm EST	SIMPLICITY ESPORTS & GAMING CoWINR	Polar Asset Management Partners Inc.10% Owner	39,159	$2.86	$112,075	426,941	—
Jan 10, 2019 MForm 4 →	Jan 14, 11:09 am EST	SIMMONS FIRST NATIONAL CORPSFNC	Paul D KannemanEVP	4,000	$25.48	$101,920	4,000	—
Jan 9, 2019 AForm 4 →	Jan 11, 5:21 pm EST	WEC ENERGY GROUP, INC.WEC	Curt S CulverDirector	1,462	$68.42	$100,000	101,448	—
Jan 9, 2019 AForm 4 →	Jan 11, 5:22 pm EST	WEC ENERGY GROUP, INC.WEC	Mary Ellen StanekDirector	1,462	$68.42	$100,000	25,666	—
Jan 9, 2019 AForm 4 →	Jan 11, 5:22 pm EST	WEC ENERGY GROUP, INC.WEC	Danny L CunninghamDirector	1,462	$68.42	$100,000	1,462	—
Jan 10, 2019 XForm 4 →	Jan 11, 5:37 pm EST	Enochian Biosciences IncENOB	Henrik Gronfeldt-SorensenDirector	50,000	$2.00	$100,000	0	—
Jan 10, 2019 MForm 4 →	Jan 11, 6:48 pm EST	TETRA TECH INCTTEK	Craig L ChristensenSVP, CIO	3,400	$22.53	$76,602	6,600	—
Jan 10, 2019 JForm 4 →	Jan 11, 4:04 pm EST	LIQUIDITY SERVICES INCLQDT	James M RalloPresident RSCG and CAG	9,816	$7.65	$75,092	14,724	—
Jan 8, 2019 AForm 4 →	Jan 11, 4:05 pm EST	nFusz, Inc.FUSZ	Rory J. CutaiaCEO, Director, 10% Owner	250,000	$0.29	$72,500	250,000	—	late
Jan 9, 2019 MForm 4 →	Jan 11, 6:45 pm EST	e.l.f. Beauty, Inc.ELF	John P. BaileyPresident and CFO	21,475	$1.84	$39,514	16,655	—
Jan 10, 2019 JForm 4 →	Jan 11, 4:03 pm EST	LIQUIDITY SERVICES INCLQDT	William P Angrick IIIChairman of the Board and CEO, Director, 10% Owner	4,920	$7.65	$37,638	7,380	—	amended
Jan 9, 2019 MForm 4 →	Jan 11, 5:51 pm EST	QCR HOLDINGS INCQCRH	Larry J HellingPresident/CEO CRBT, Director	3,081	$9.30	$28,653	0	—
Dec 10, 2018 AForm 4/A →	Jan 14, 2019, 1:14 pm EST	SONOCO PRODUCTS COSON	Kevin P MahoneySR VP CORP. PLANNING	482	$55.55	$26,781	65,730	—
Jan 11, 2019 DForm 4 →	Jan 14, 2:00 pm EST	INTERSECTIONS INCINTX	Mel SeilerDirector	42,500	$1.57	$23,550	0	—
Jan 11, 2019 DForm 4 →	Jan 14, 2:07 pm EST	INTERSECTIONS INCINTX	John M AlbertineDirector	46,250	$1.57	$23,550	0	—
Apr 2, 2018 AForm 5 →	Jan 11, 2019, 4:19 pm EST	AMPHENOL CORP /DE/APH	Ronald P BadieDirector	190	$87.62	$16,621	19,908	—
Jan 11, 2019 DForm 4 →	Jan 14, 2:08 pm EST	INTERSECTIONS INCINTX	Tracy WardPrincipal Accounting Officer	32,881	$1.59	$15,900	0	—
Apr 2, 2018 AForm 5 →	Jan 11, 2019, 4:20 pm EST	AMPHENOL CORP /DE/APH	Stanley L ClarkDirector	167	$87.62	$14,613	17,501	—
Jan 10, 2019 JForm 4 →	Jan 11, 4:05 pm EST	LIQUIDITY SERVICES INCLQDT	Jorge CelayaEVP & Chief Financial Officer	1,248	$7.65	$9,547	1,872	—
Jan 10, 2019 JForm 4 →	Jan 11, 4:05 pm EST	LIQUIDITY SERVICES INCLQDT	Roger GravleyPresident, GovDeals & CIO	1,224	$7.65	$9,364	1,836	—
Jan 10, 2019 AForm 4 →	Jan 11, 6:20 pm EST	PFIZER INCPFE	Dawn RogersExecutive Vice President	186	$42.31	$7,870	7,684	—
Jan 10, 2019 JForm 4 →	Jan 11, 4:04 pm EST	LIQUIDITY SERVICES INCLQDT	Mark A ShafferVP, Gen. Counsel & Secretary	744	$7.65	$5,692	1,116	—
Jan 4, 2019 JMForm 4 →	Jan 11, 5:29 pm EST	STERLING BANCORPSTL	Robert W LazarDirector	254	$17.06	$4,338	2,661	—	late
Jan 10, 2019 AForm 4 →	Jan 14, 10:25 am EST	VERIZON COMMUNICATIONS INCVZ	Hans Erik VestbergChief Executive Officer, Director	172	$16.40	$2,816	4,087	—
Jan 10, 2019 AForm 4 →	Jan 14, 10:24 am EST	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	139	$16.40	$2,285	161,643	—
Jan 10, 2019 AForm 4 →	Jan 14, 10:19 am EST	VERIZON COMMUNICATIONS INCVZ	Ronan DunneEVP&Pres-VZ Consumer Group	101	$16.40	$1,662	18,345	—
Jan 10, 2019 AForm 4 →	Jan 11, 6:20 pm EST	PFIZER INCPFE	Albert BourlaChief Executive Officer, Director	37	$42.31	$1,565	12,671	—
Jan 10, 2019 AForm 4 →	Jan 14, 10:20 am EST	VERIZON COMMUNICATIONS INCVZ	Matthew D. EllisEVP and CFO	94	$16.40	$1,546	21,550	—
Jan 10, 2019 AForm 4 →	Jan 11, 6:20 pm EST	PFIZER INCPFE	John D YoungGroup President	32	$42.31	$1,354	10,651	—
Jan 10, 2019 AForm 4 →	Jan 14, 10:21 am EST	VERIZON COMMUNICATIONS INCVZ	Tami A. ErwinEVP&Pres-VZ Business Group	80	$16.40	$1,316	16,820	—
Jan 10, 2019 AForm 4 →	Jan 14, 10:21 am EST	VERIZON COMMUNICATIONS INCVZ	Kumara Guru GowrappanEVP and CEO - Oath	80	$16.40	$1,316	1,573	—
Jan 10, 2019 AForm 4 →	Jan 14, 10:23 am EST	VERIZON COMMUNICATIONS INCVZ	Marc C ReedEVP & Chief Admin. Officer	77	$16.40	$1,258	82,965	—
Jan 10, 2019 AForm 4 →	Jan 14, 10:22 am EST	VERIZON COMMUNICATIONS INCVZ	Kyle MaladyEVP & Chief Technology Officer	59	$16.40	$969	58,778	—
Jan 11, 2019 PForm 4 →	Jan 14, 9:41 am EST	OLD NATIONAL BANCORP /IN/ONB	James A SandgrenPRESIDENT & COO	58	$16.00	$928	977	—
Jan 10, 2019 AForm 4 →	Jan 11, 6:20 pm EST	PFIZER INCPFE	Rady A JohnsonExecutive Vice President	16	$42.31	$677	4,666	—
Jan 11, 2019 PForm 4 →	Jan 14, 9:40 am EST	OLD NATIONAL BANCORP /IN/ONB	James C Ryan IIISEVP-CFO	40	$16.00	$640	1,472	—
Jan 10, 2019 AForm 4 →	Jan 14, 10:24 am EST	VERIZON COMMUNICATIONS INCVZ	Anthony T SkiadasSVP & Controller	38	$16.40	$623	56,652	—
Jan 11, 2019 PForm 4 →	Jan 14, 9:40 am EST	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	25	$16.00	$400	2,077	—
Jan 10, 2019 AForm 4 →	Jan 14, 12:45 pm EST	SVB FINANCIAL GROUPSIVB	Laura IzurietaChief Risk Officer	1	$212.47	$289	92	—
Jan 10, 2019 MForm 4 →	Jan 11, 4:01 pm EST	HUBSPOT INCHUBS	Ronald S GillDirector	4,140	—	—	4,133	—
Jan 11, 2019 MForm 4 →	Jan 11, 4:03 pm EST	Spok Holdings, IncSPOK	Michael W WallaceChief Financial Officer & CAO	14,057	—	—	54,795	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:03 pm EST	Nuvectra CorpNVTR	Anthony P Bihl IIIDirector	837	—	—	837	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:05 pm EST	Nuvectra CorpNVTR	Kenneth G HawariDirector	837	—	—	837	—
Jan 9, 2019 CForm 4 →	Jan 11, 4:05 pm EST	Farmland Partners Inc.FPI	Paul A PittmanChief Executive Officer, Director	2,232,794	—	—	0	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:05 pm EST	Palo Alto Networks IncPANW	Mark D McLaughlinDirector	40,000	—	—	358,024	—
Jan 10, 2019 MForm 4 →	Jan 11, 4:06 pm EST	REGENERON PHARMACEUTICALS INCREGN	Joseph L GoldsteinDirector	1,791	—	—	0	—
Jan 10, 2019 MForm 4 →	Jan 11, 4:07 pm EST	ZOGENIX, INC.ZGNX	Stephen J FarrPresident and CEO, Director	90,313	—	—	110,000	—
Jan 10, 2019 AForm 4 →	Jan 11, 4:07 pm EST	ALNYLAM PHARMACEUTICALS, INC.ALNY	Margaret A HamburgDirector	18,000	—	—	18,000	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:07 pm EST	Nuvectra CorpNVTR	David D JohnsonDirector	837	—	—	837	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:09 pm EST	Nuvectra CorpNVTR	Joseph A MillerDirector	837	—	—	837	—
Jan 10, 2019 AForm 4 →	Jan 11, 4:10 pm EST	CorMedix Inc.CRMD	Janet DillioneDirector	75,000	—	—	75,000	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:11 pm EST	COCA COLA COKO	Bernhard GoepeltSenior VP, General Counsel	43,706	—	—	0	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:12 pm EST	Nuvectra CorpNVTR	Fred B ParksDirector	837	—	—	837	—
May 22, 2018 MForm 4/A →	Jan 11, 2019, 4:12 pm EST	CarGurus, Inc.CARG	Sarah Amory WelchSr. VP, Consumer Marketing	11,000	—	—	77,000	—
Jan 9, 2019 AForm 4 →	Jan 11, 4:13 pm EST	IRONWOOD PHARMACEUTICALS INCIRWD	Mark MallonExecutive Senior Advisor	171,526	—	—	171,526	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:13 pm EST	Nuvectra CorpNVTR	Jon T TremmelDirector	837	—	—	837	—
Jan 10, 2019 AForm 4 →	Jan 11, 4:13 pm EST	CorMedix Inc.CRMD	Gary A. GelbfishDirector	75,000	—	—	75,000	—
Nov 21, 2018 MForm 4/A →	Jan 11, 2019, 4:14 pm EST	CarGurus, Inc.CARG	Sarah Amory WelchSr. VP, Consumer Marketing	11,000	—	—	55,000	—
Jan 10, 2019 AForm 4 →	Jan 11, 4:15 pm EST	CorMedix Inc.CRMD	Myron KaplanDirector	75,000	—	—	75,000	—
Jan 10, 2019 MForm 4 →	Jan 11, 4:15 pm EST	INSIGHT ENTERPRISES INCNSIT	Rachael A BertrandtPrincipal Accounting Officer	492	—	—	0	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:15 pm EST	Quanterix CorpQTRX	Ernest OrticerioSVP Finance and Corporate Dev	20,000	—	—	2,783	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:15 pm EST	Bandwidth Inc.BAND	David A. MorkenChairman & CEO, Director, 10% Owner	28,592	—	—	82,059	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:15 pm EST	Nuvectra CorpNVTR	Thomas Edward ZeliborDirector	837	—	—	837	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:16 pm EST	NovoCure LtdNVCR	Pritesh ShahChief Commercial Officer	8,988	—	—	8,751	—
Jan 10, 2019 AForm 4 →	Jan 11, 4:16 pm EST	CorMedix Inc.CRMD	Mehmood KhanDirector	75,000	—	—	75,000	—
Jan 10, 2019 AForm 4 →	Jan 11, 4:17 pm EST	CorMedix Inc.CRMD	Steven W LefkowitzDirector	75,000	—	—	75,000	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:18 pm EST	NovoCure LtdNVCR	Michael J. AmbrogiChief Operating Officer	100,000	—	—	16,274	—
Jan 10, 2019 AForm 4 →	Jan 11, 4:19 pm EST	CorMedix Inc.CRMD	Robert W. CookChief Financial Officer	100,000	—	—	100,000	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:19 pm EST	Public StoragePSA	B Wayne Hughes Jr.Director, 10% Owner	5,000	—	—	0	—
Jan 10, 2019 AForm 4 →	Jan 11, 4:21 pm EST	CorMedix Inc.CRMD	Jr. John L. ArmstrongExec VP of Tech Operations	45,000	—	—	45,000	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:21 pm EST	NovoCure LtdNVCR	Todd Christopher LongsworthGeneral Counsel	15,000	—	—	196,547	—
Jan 10, 2019 AForm 4 →	Jan 11, 4:22 pm EST	CorMedix Inc.CRMD	Khoso BaluchChief Executive Officer, Director	400,000	—	—	400,000	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:23 pm EST	NovoCure LtdNVCR	Gabriel LeungDirector	20,000	—	—	149,743	—
Jan 10, 2019 AForm 4 →	Jan 11, 4:24 pm EST	CorMedix Inc.CRMD	Elizabeth MassonEVP, Head of Clinical Ops.	120,000	—	—	120,000	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:24 pm EST	MEDICINOVA INCMNOV	Masatsune OkajimaVP and Head of Japanese Office	41,250	—	—	0	—
Dec 15, 2018 AForm 4/A →	Jan 11, 2019, 4:26 pm EST	EASTMAN KODAK COKODK	Sharon E. UnderbergGeneral Counsel, Sec., SVP	139,665	—	—	139,665	—
Dec 29, 2017 JForm 4 →	Jan 11, 2019, 4:32 pm EST	Lonestar Resources US Inc.LONE	CEC GP, LLC +310% Owner	9,664	—	—	91,784	—	late
Jan 9, 2019 MForm 4 →	Jan 11, 4:32 pm EST	ACADIA PHARMACEUTICALS INCACAD	Laura BregeDirector	10,000	—	—	0	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:33 pm EST	CRAY INCCRAY	Efstathios PapaefstathiouSVP, R&D	9,000	—	—	18,000	—
Jan 10, 2019 MForm 4 →	Jan 11, 4:38 pm EST	Ceridian HCM Holding Inc.CDAY	Lisa M. SterlingEVP and CPCO	12,500	—	—	12,500	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:44 pm EST	CHEGG, INCCHGG	Andrew J BrownCHIEF FINANCIAL OFFICER	100,000	—	—	78,295	—
Jan 9, 2019 MForm 4 →	Jan 11, 4:55 pm EST	CDW CorpCDW	Christina M CorleySee Remarks	14,900	—	—	18,467	—
Jan 9, 2019 MForm 4 →	Jan 11, 5:00 pm EST	PRUDENTIAL FINANCIAL INCPRU	John R Strangfeld Jr.Director	33,693	—	—	10,935	—
Jan 9, 2019 AForm 4 →	Jan 11, 5:02 pm EST	Digital Realty Trust, L.P.DLR	Christopher SharpChief Technology Officer	6,741	—	—	23,737	—
Jan 10, 2019 MForm 4 →	Jan 11, 5:07 pm EST	Care.com IncCRCM	Sheila Lirio MarceloPresident and CEO, Director	30,000	—	—	336,480	—
Jan 9, 2019 CForm 4 →	Jan 11, 5:11 pm EST	Square, Inc.SQ	Jack DorseyPresident, CEO & Chairman, Director, 10% Owner	103,035	—	—	52,849,676	—
Jan 2, 2019 AForm 4 →	Jan 11, 5:15 pm EST	FARO TECHNOLOGIES INCFARO	Stephen ColeDirector	469	—	—	469	—	late
Jan 9, 2019 AForm 4 →	Jan 11, 5:16 pm EST	Digital Realty Trust, Inc.DLR	Christopher SharpChief Technology Officer	6,741	—	—	23,737	—
Jan 9, 2019 MForm 4 →	Jan 11, 5:24 pm EST	VERACYTE, INC.VCYT	Bonnie H AndersonChairman and CEO, Director	25,500	—	—	74,500	—
Jan 2, 2017 JForm 4/A →	Jan 11, 2019, 5:26 pm EST	VERUS INTERNATIONAL, INC.VRUS	Anshu BhatnagarChief Executive Officer, Director	235,409,233	—	—	395,801	—
Jan 10, 2019 MForm 4 →	Jan 11, 5:30 pm EST	NEW JERSEY RESOURCES CORPNJR	M William Howard Jr.Director	3,653	—	—	13,972	—
Jan 10, 2019 AForm 4 →	Jan 11, 5:30 pm EST	Waitr Holdings Inc.WTRH	Joseph LeBlancDirector	10,965	—	—	10,965	—
Jan 10, 2019 AForm 4 →	Jan 11, 5:30 pm EST	Waitr Holdings Inc.WTRH	Scott FletcherDirector	37,281	—	—	37,281	—
Jan 10, 2019 AForm 4 →	Jan 11, 5:30 pm EST	Waitr Holdings Inc.WTRH	William Gray StreamDirector	10,965	—	—	10,965	—
Jan 10, 2019 AForm 4 →	Jan 11, 5:30 pm EST	Waitr Holdings Inc.WTRH	Steven L ScheinthalDirector	10,965	—	—	10,965	—
Jan 10, 2019 AForm 4 →	Jan 11, 5:31 pm EST	Waitr Holdings Inc.WTRH	Tilman J FertittaDirector	10,965	—	—	10,965	—
Jan 10, 2019 MForm 4 →	Jan 11, 5:31 pm EST	CERUS CORPCERS	Kevin Dennis GreenChief Financial Officer	2,783	—	—	8,352	—
Jan 9, 2019 AForm 4 →	Jan 11, 5:34 pm EST	Digital Realty Trust, L.P.DLR	Edward F ShamChief Accounting Officer	11,460	—	—	75,969	—
Jan 9, 2019 AForm 4 →	Jan 11, 5:37 pm EST	Digital Realty Trust, Inc.DLR	Edward F ShamChief Accounting Officer	11,460	—	—	75,969	—
Jan 10, 2019 MForm 4 →	Jan 11, 5:39 pm EST	WADDELL & REED FINANCIAL INCWDR	Mark P. BuyleSVP, GC, CLO and Secretary	3,033	—	—	4,229	—
Jan 10, 2019 MForm 4 →	Jan 11, 5:40 pm EST	WADDELL & REED FINANCIAL INCWDR	Shawn M. MihalSVP - Broker-Dealer	4,443	—	—	8,457	—
Jan 10, 2019 MForm 4 →	Jan 11, 5:40 pm EST	WADDELL & REED FINANCIAL INCWDR	Christopher W. RackersSVP and CHRO	1,974	—	—	5,920	—
Jan 10, 2019 MForm 4 →	Jan 11, 5:41 pm EST	WADDELL & REED FINANCIAL INCWDR	Amy J. ScuphamSVP - Distribution	2,426	—	—	3,383	—
Jan 9, 2019 AForm 4 →	Jan 11, 5:42 pm EST	Digital Realty Trust, L.P.DLR	Andrew PowerChief Financial Officer	36,406	—	—	114,828	—
Jan 9, 2019 AForm 4 →	Jan 11, 5:44 pm EST	Digital Realty Trust, Inc.DLR	Andrew PowerChief Financial Officer	36,406	—	—	114,828	—
Dec 7, 2018 MForm 4/A →	Jan 11, 2019, 5:48 pm EST	TELEFLEX INCTFX	Thomas E PowellExecutive Vice President & CFO	5,200	—	—	5,424	—
May 17, 2018 AGForm 4 →	Jan 11, 2019, 5:52 pm EST	Digital Realty Trust, L.P.DLR	Joshua A. MillsSVP & General Counsel	19,015	—	—	69,522	—	late
May 17, 2018 AGForm 4 →	Jan 11, 2019, 6:02 pm EST	Digital Realty Trust, Inc.DLR	Joshua A. MillsSVP & General Counsel	19,015	—	—	69,522	—	late
Jan 11, 2019 MForm 4 →	Jan 11, 6:02 pm EST	PURE CYCLE CORPPCYO	Richard L GuidoDirector	2,500	—	—	0	—
Jan 9, 2019 MForm 4 →	Jan 11, 6:12 pm EST	QUALYS, INC.QLYS	Sumedh S ThakarChief Product Officer	1,600	—	—	19,011	—
Jan 9, 2019 AForm 4 →	Jan 11, 6:12 pm EST	Digital Realty Trust, L.P.DLR	A William SteinChief Executive Officer, Director	134,836	—	—	534,924	—
Jan 9, 2019 AForm 4 →	Jan 11, 6:17 pm EST	Digital Realty Trust, Inc.DLR	A William SteinChief Executive Officer, Director	134,836	—	—	534,924	—
Jan 10, 2019 AForm 4 →	Jan 11, 6:17 pm EST	Sonoma Pharmaceuticals, Inc.SNOA	Frederick J SandfordCEO and Interim CFO, Director	450,000	—	—	450,000	—
Jan 9, 2019 MForm 4 →	Jan 11, 6:49 pm EST	TETRA TECH INCTTEK	Albert E SmithDirector	8,000	—	—	0	—
Jan 10, 2019 MForm 4 →	Jan 11, 6:49 pm EST	Zendesk, Inc.ZEN	John GeschkeCLO and SVP Administration	7,000	—	—	28,500	—
Jan 9, 2019 MForm 4 →	Jan 11, 7:44 pm EST	QUANTENNA COMMUNICATIONS INCQTNA	David William CarrollSVP Worldwide Sales	19,083	—	—	13,871	—
Jan 11, 2019 MForm 4 →	Jan 11, 7:46 pm EST	QUANTENNA COMMUNICATIONS INCQTNA	Sam HeidariChairman and CEO, Director	8,000	—	—	44,697	—
Jan 10, 2019 MForm 4 →	Jan 11, 7:54 pm EST	VOCERA COMMUNICATIONS, INC.VCRA	Sharon O'KeefeDirector	4,000	—	—	17,333	—
Jan 10, 2019 MForm 4 →	Jan 11, 7:56 pm EST	EXELIXIS, INC.EXEL	Patrick J. HaleySr. Vice President, Commercial	2,000	—	—	23,375	—
Jan 9, 2019 MForm 4 →	Jan 11, 8:03 pm EST	FORESCOUT TECHNOLOGIES, INCFSCT	T Kent ElliottDirector	30,453	—	—	69,726	—
Jan 9, 2019 ADMForm 4 →	Jan 11, 8:04 pm EST	IMPERVA INCIMPV	Mike BurnsCFO and Treasurer	163,068	—	—	0	—
Jan 9, 2019 ADMForm 4 →	Jan 11, 8:05 pm EST	IMPERVA INCIMPV	Christopher HylenPresident and CEO, Director	356,687	—	—	0	—
Jan 9, 2019 ADMForm 4 →	Jan 11, 8:06 pm EST	IMPERVA INCIMPV	Tram T PhiChief Legal Officer	143,708	—	—	0	—
Jan 10, 2019 DForm 4 →	Jan 11, 8:06 pm EST	IMPERVA INCIMPV	Albert A PimentelDirector	25,246	—	—	0	—
Jan 10, 2019 DForm 4 →	Jan 11, 8:07 pm EST	IMPERVA INCIMPV	Roger J SipplDirector	7,599	—	—	0	—
Jan 10, 2019 DForm 4 →	Jan 11, 8:07 pm EST	IMPERVA INCIMPV	Randall N SprattDirector	7,869	—	—	0	—
Jan 11, 2019 MForm 4 →	Jan 11, 8:08 pm EST	FORESCOUT TECHNOLOGIES, INCFSCT	Christopher HarmsChief Financial Officer	7,957	—	—	14,320	—
Jan 10, 2019 DForm 4 →	Jan 11, 8:08 pm EST	IMPERVA INCIMPV	Allan R TesslerDirector	13,536	—	—	0	—
Jan 10, 2019 DForm 4 →	Jan 11, 8:08 pm EST	IMPERVA INCIMPV	James R TolonenDirector	25,349	—	—	0	—
Jan 11, 2019 MForm 4 →	Jan 11, 8:09 pm EST	FORESCOUT TECHNOLOGIES, INCFSCT	Darren J. MillikenSVP, GC & Corp Compliance Ofcr	3,870	—	—	60,766	—
Jan 10, 2019 MForm 4 →	Jan 11, 8:16 pm EST	AMARIN CORP PLC\UKAMRN	Lars EkmanDirector	100,416	—	—	19,584	—
Jan 9, 2019 MForm 4 →	Jan 11, 8:16 pm EST	AMARIN CORP PLC\UKAMRN	Michael Wayne KalbSVP and CFO	200,000	—	—	275,000	—
Jan 11, 2019 MForm 4 →	Jan 11, 8:17 pm EST	AMARIN CORP PLC\UKAMRN	Joseph T KennedyGeneral Counsel	3,173	—	—	161,827	—
Jan 10, 2019 MForm 4 →	Jan 11, 8:18 pm EST	AMARIN CORP PLC\UKAMRN	David M StackDirector	125,504	—	—	0	—
Jan 10, 2019 MForm 4 →	Jan 11, 8:18 pm EST	AMARIN CORP PLC\UKAMRN	Joseph S ZakrzewskiDirector	200,000	—	—	500,000	—
Jan 10, 2019 MForm 4 →	Jan 11, 8:23 pm EST	LPL Financial Holdings Inc.LPLA	George Burton WhiteManaging Director	26,892	—	—	12,000	—
Jan 10, 2019 MForm 4 →	Jan 11, 8:26 pm EST	REPUBLIC SERVICES, INC.RSG	Brian A GoebelCAO	3,000	—	—	2,000	—
Jan 9, 2019 AForm 4 →	Jan 11, 9:20 pm EST	HyreCar Inc.HYRE	Abhishek AroraCTO, Director	150,000	—	—	150,000	—
Jan 9, 2019 AForm 4 →	Jan 11, 9:21 pm EST	HyreCar Inc.HYRE	Robert Scott BrogiChief Financial Officer	150,000	—	—	150,000	—
Jan 9, 2019 AForm 4 →	Jan 11, 9:21 pm EST	HyreCar Inc.HYRE	Joseph FurnariChief Executive Officer, Director	200,000	—	—	200,000	—
Jan 9, 2019 AForm 4 →	Jan 11, 9:22 pm EST	HyreCar Inc.HYRE	Michael FurnariChief Business Dev. Officer	150,000	—	—	150,000	—
Jan 9, 2019 AForm 4 →	Jan 11, 9:22 pm EST	HyreCar Inc.HYRE	Grace MellisDirector	100,000	—	—	100,000	—
Jan 9, 2019 AForm 4 →	Jan 11, 9:23 pm EST	HyreCar Inc.HYRE	Henry ParkChief Operating Officer	150,000	—	—	150,000	—
Jan 9, 2019 AForm 4 →	Jan 11, 9:24 pm EST	HyreCar Inc.HYRE	Brooke Skinner-RickettsDirector	75,000	—	—	75,000	—
Dec 19, 2018 AForm 4 →	Jan 11, 2019, 9:24 pm EST	CATASYS, INC.CATS	Sharon GabrielsonDirector	85,551	—	—	49,904	—	late
Dec 24, 2018 AForm 4 →	Jan 11, 2019, 9:24 pm EST	CATASYS, INC.CATS	Diane SeloffDirector	85,551	—	—	49,904	—	late
Dec 19, 2018 AForm 4 →	Jan 11, 2019, 9:24 pm EST	CATASYS, INC.CATS	Edward J ZecchiniDirector	85,551	—	—	49,904	—	late
Jan 10, 2019 DForm 4 →	Jan 11, 9:30 pm EST	Apptio IncAPTI	Matthew S McIlwainDirector	30,000	—	—	0	—
Jan 10, 2019 DForm 4 →	Jan 11, 9:33 pm EST	Apptio IncAPTI	Christopher PickChief Marketing Officer	196,655	—	—	0	—
Jan 10, 2019 DForm 4 →	Jan 11, 9:33 pm EST	Apptio IncAPTI	Peter S KleinDirector	78,127	—	—	0	—
Jan 10, 2019 DForm 4 →	Jan 11, 9:33 pm EST	Apptio IncAPTI	Thomas F BoganDirector	30,000	—	—	0	—
Jan 10, 2019 DForm 4 →	Jan 11, 9:34 pm EST	Apptio IncAPTI	Rebecca JacobyDirector	20,000	—	—	0	—
Jan 10, 2019 DForm 4 →	Jan 11, 9:36 pm EST	Apptio IncAPTI	John C MorrowSee Remarks	63,251	—	—	0	—
Jan 10, 2019 DForm 4 →	Jan 11, 9:36 pm EST	Apptio IncAPTI	Sachin GuptaSee Remarks, Director, 10% Owner	818,400	—	—	0	—
Jan 10, 2019 DForm 4 →	Jan 11, 9:37 pm EST	Apptio IncAPTI	Rajeev SinghDirector	30,000	—	—	0	—
Jan 10, 2019 DForm 4 →	Jan 11, 9:39 pm EST	Apptio IncAPTI	Kurt ShintafferChief Financial Officer	232,108	—	—	0	—
Jan 10, 2019 DForm 4 →	Jan 11, 9:40 pm EST	Apptio IncAPTI	John McAdamDirector	98,127	—	—	0	—
Jan 10, 2019 DForm 4 →	Jan 11, 9:41 pm EST	Apptio IncAPTI	Lawrence BlaskoChief Revenue Officer	223,714	—	—	0	—
Jan 9, 2019 CForm 4 →	Jan 11, 9:53 pm EST	SMARTSHEET INCSMAR	Geoffrey T BarkerDirector	55,000	—	—	1,389,080	—
Dec 31, 2018 CForm 4 →	Jan 11, 2019, 9:55 pm EST	SMARTSHEET INCSMAR	Mark Patrick MaderPresident and CEO, Director	40,000	—	—	1,359,254	—	late
Sep 14, 2018 CForm 4 →	Jan 11, 2019, 9:56 pm EST	SMARTSHEET INCSMAR	Mark Patrick MaderPresident and CEO, Director	159,814	—	—	0	—	late
May 1, 2018 CForm 4/A →	Jan 11, 2019, 9:57 pm EST	SMARTSHEET INCSMAR	Mark Patrick MaderPresident and CEO, Director	318,475	—	—	159,814	—
Jan 11, 2019 MForm 4 →	Jan 14, 8:09 am EST	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	7,054	—	—	105,812	—
Jan 10, 2019 MForm 4 →	Jan 14, 9:16 am EST	LIGAND PHARMACEUTICALS INCLGND	John L HigginsChief Executive Officer, Director	33,790	—	—	0	—
Jan 10, 2019 MForm 4 →	Jan 14, 9:17 am EST	LIGAND PHARMACEUTICALS INCLGND	Charles S BerkmanSVP, Gen. Counsel & Secretary	2,850	—	—	0	—
Jan 8, 2019 MForm 4 →	Jan 14, 10:09 am EST	FREQUENCY ELECTRONICS INCFEIM	Richard SchwartzDirector	6,000	—	—	70,000	—	late
Jan 10, 2019 MForm 4 →	Jan 14, 10:52 am EST	BRADY CORPBRC	Thomas J FelmerSRVP & Pres., Workplace Safety	35,000	—	—	0	—
Jan 10, 2019 MForm 4 →	Jan 14, 11:56 am EST	CASS INFORMATION SYSTEMS INCCASS	Eric H BrunngraberPresident, CEO, Director	5,057	—	—	6,000	—
Jan 13, 2019 MForm 4 →	Jan 14, 12:22 pm EST	BALL CorpBLL	Daniel William FisherSr VP & COO Global Bev Pkg	5,000	—	—	82,781	—
Jul 16, 2018 AForm 4 →	Jan 14, 2019, 12:38 pm EST	BARFRESH FOOD GROUP INC.BRFH	Isabelle Ortiz-CochetDirector	59,023	—	—	171,832	—	late
Jan 5, 2019 MForm 4/A →	Jan 14, 1:32 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Norman J AbdallahPresident/CEO, Director	19,550	—	—	37,950	—	amended
Nov 16, 2018 MForm 4 →	Jan 14, 2019, 1:36 pm EST	UNIVERSAL BIOSENSORS INCUBI	Adrian OatesSee Remarks	25,000	—	—	0	—	late
Jan 10, 2019 DForm 4 →	Jan 14, 1:44 pm EST	FORD MOTOR COF	James P HackettPresident and CEO, Director	1,140	—	—	0	—
Nov 16, 2018 MForm 4 →	Jan 14, 2019, 1:54 pm EST	UNIVERSAL BIOSENSORS INCUBI	Salesh BalakChief Financial Officer	25,000	—	—	0	—	late
Jan 11, 2019 DForm 4 →	Jan 14, 2:00 pm EST	INTERSECTIONS INCINTX	Melba Michelle AmissiChief Operating Officer	105,000	—	—	0	—
Jan 11, 2019 DForm 4 →	Jan 14, 2:01 pm EST	INTERSECTIONS INCINTX	Duane L BerlinChief Legal Officer	112,500	—	—	0	—
Jan 11, 2019 DForm 4 →	Jan 14, 2:02 pm EST	INTERSECTIONS INCINTX	Thomas G AmatoDirector	31,250	—	—	0	—
Jan 11, 2019 DForm 4 →	Jan 14, 2:04 pm EST	INTERSECTIONS INCINTX	Ronald L BardenChief Financial Officer	190,000	—	—	0	—
Jan 11, 2019 DMForm 4 →	Jan 14, 2:04 pm EST	INTERSECTIONS INCINTX	David A McGoughDirector	472,587	—	—	0	—
Jan 14, 2019 MForm 4 →	Jan 14, 2:24 pm EST	BARRETT BUSINESS SERVICES INCBBSI	Anthony MeekerDirector	1,000	—	—	0	—
Jan 14, 2019 MForm 4 →	Jan 14, 2:24 pm EST	BARRETT BUSINESS SERVICES INCBBSI	Jon L JustesenDirector	2,000	—	—	0	—
Jan 11, 2019 AForm 4 →	Jan 14, 2:25 pm EST	UNIFIRST CORPUNF	Michael IandoliDirector	1,000	—	—	1,000	—
Jan 11, 2019 AForm 4 →	Jan 14, 2:27 pm EST	UNIFIRST CORPUNF	Kathleen M CamilliDirector	1,000	—	—	1,000	—
Jan 11, 2019 AForm 4 →	Jan 14, 2:28 pm EST	UNIFIRST CORPUNF	Thomas PostekDirector	1,000	—	—	1,000	—
Jan 11, 2019 AForm 4 →	Jan 14, 2:30 pm EST	UNIFIRST CORPUNF	Phillip L CohenDirector	1,000	—	—	1,000	—
Jan 11, 2019 AForm 4 →	Jan 14, 2:31 pm EST	UNIFIRST CORPUNF	Raymond C. ZemlinDirector	1,000	—	—	1,000	—
Jan 11, 2019 MForm 4 →	Jan 14, 3:05 pm EST	INTERSECTIONS INCINTX	Loeb Holding CORPDirector, 10% Owner	1,324,009	—	—	0	—
Jan 10, 2019 MForm 4 →	Jan 14, 3:08 pm EST	PROS Holdings, Inc.PRO	Ronald F WoestemeyerDirector, 10% Owner	5,594	—	—	0	—
Jan 10, 2019 MForm 4 →	Jan 14, 3:10 pm EST	PROS Holdings, Inc.PRO	Mariette M WoestemeyerDirector, 10% Owner	5,594	—	—	0	—
Jan 10, 2019 MForm 4 →	Jan 14, 3:12 pm EST	PROS Holdings, Inc.PRO	Greg PetersenDirector	5,594	—	—	0	—
Jan 10, 2019 MForm 4 →	Jan 14, 3:14 pm EST	PROS Holdings, Inc.PRO	Stefan B SchulzEVP and CFO	10,416	—	—	102,726	—
Jan 10, 2019 MForm 4 →	Jan 14, 3:18 pm EST	PROS Holdings, Inc.PRO	Thomas DzierskEVP, Worldwide Sales	2,314	—	—	51,573	—
Jan 10, 2019 MForm 4 →	Jan 14, 3:20 pm EST	PROS Holdings, Inc.PRO	Andres ReinerPresident & CEO, Director	20,737	—	—	149,211	—
Jan 10, 2019 MForm 4 →	Jan 14, 3:22 pm EST	PROS Holdings, Inc.PRO	William RussellDirector	5,594	—	—	0	—
Jan 10, 2019 MForm 4 →	Jan 14, 3:31 pm EST	PROS Holdings, Inc.PRO	Leslie J RechanDirector	5,594	—	—	0	—
Jan 11, 2019 MForm 4 →	Jan 14, 3:36 pm EST	TWO RIVER BANCORPTRCB	Alan B TurnerEVP & Sr. Loan Officer	9,721	—	—	0	—
Jan 10, 2019 MForm 4 →	Jan 14, 3:57 pm EST	PROS Holdings, Inc.PRO	Timothy V WilliamsDirector	5,594	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.