SEC Form 4 · accession 0001209191-19-003499
AMARIN CORP PLC\UK · AMRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Stack
Director
Period of report
Jan 10, 2019
Accepted (ET)
Jan 11, 2019 · 8:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Jan 10, 2019 | M | 5,786 | $2.50 | A | 5,786 | D | |
| Ordinary SharesF1,F2 | Jan 10, 2019 | M | 21,146 | $3.06 | A | 26,932 | D | |
| Ordinary SharesF1,F2 | Jan 10, 2019 | S | 26,932 | $18.00 | D | 0 | D | |
| Ordinary SharesF1,F2 | Jan 10, 2019 | M | 45,000 | $9.34 | A | 45,000 | I | By David M. Stack Family Trust |
| Ordinary SharesF1,F2 | Jan 10, 2019 | M | 13,500 | $5.58 | A | 58,500 | I | By David M. Stack Family Trust |
| Ordinary SharesF1,F2 | Jan 10, 2019 | M | 28,500 | $1.87 | A | 87,000 | I | By David M. Stack Family Trust |
| Ordinary SharesF1,F2 | Jan 10, 2019 | M | 11,572 | $2.50 | A | 98,572 | I | By David M. Stack Family Trust |
| Ordinary SharesF1,F2 | Jan 10, 2019 | S | 98,572 | $18.00 | D | 0 | I | By David M. Stack Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F2 | $2.50 | Jan 10, 2019 | M | 5,786 | D | — | Jul 6, 2025 | Ordinary Shares | 5,786 | 11,572 | D |
| Stock Option (Right to Buy)F3,F2 | $3.06 | Jan 10, 2019 | M | 21,146 | D | — | May 15, 2027 | Ordinary Shares | 21,146 | 0 | D |
| Stock Option (Right to Buy)F3,F2 | $9.34 | Jan 10, 2019 | M | 45,000 | D | — | Dec 10, 2022 | Ordinary Shares | 45,000 | 0 | I |
| Stock Option (Right to Buy)F3,F2 | $5.58 | Jan 10, 2019 | M | 13,500 | D | — | Jul 9, 2023 | Ordinary Shares | 13,500 | 0 | I |
| Stock Option (Right to Buy)F3,F2 | $1.87 | Jan 10, 2019 | M | 28,500 | D | — | Mar 11, 2024 | Ordinary Shares | 28,500 | 0 | I |
| Stock Option (Right to Buy)F3,F2 | $2.50 | Jan 10, 2019 | M | 11,572 | D | — | Jul 6, 2025 | Ordinary Shares | 11,572 | 0 | I |
Explanation of responses
- F1The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- F3The stock option granted to the Reporting Person is fully vested as of the date hereof.