SEC Form 4 · accession 0001225208-19-000814
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Locke III
Director
Period of report
Jan 9, 2019
Accepted (ET)
Jan 11, 2019 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class 1 (convertible) Common StockF1 | — | Jan 9, 2019 | M | 10,447 | A | — | — | Class A Common Stock | 10,447 | 10,447 | D |
| Non-Qualified Stock Option (right to buy)F2 | $13.40 | Jan 9, 2019 | M | 10,447 | D | Jan 23, 2010 | Jul 23, 2019 | Class 1 Common Stock | 10,447 | 0 | D |
Explanation of responses
- F1Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
- F2100% of this option has become exercisable.