SEC Form 4 · accession 0001171843-19-000247
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Kanneman
Officer — EVP
Period of report
Jan 10, 2019
Accepted (ET)
Jan 14, 2019 · 11:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNCF1 | Jan 10, 2019 | M | 4,000 | $25.48 | A | 9,536 | D | |
| SFNCF1 | Jan 10, 2019 | F | 1,463 | $25.48 | D | 8,073 | D | |
| SFNCF4 | holding | — | — | — | 785 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3,F2 | $25.48 | Jan 10, 2019 | M | 4,000 | D | — | — | Common | 4,000 | 4,000 | D |
Explanation of responses
- F1On February 8, 2018, the Company effected a 2-for1 stock split. The number of shares/units reported in this Form 4 has been adjusted to reflect the stock split.
- F2The Restricted Stock Unit vested January 10, 2019.
- F3The balance of the Restricted Stock Units vest on January 10, 2020. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.
- F4Total share amount increased by 785 shares due to company's Employee Stock Purchase Plan.