Company · CIK 0001279695 · SIC 3841 — Surgical & Medical Instruments & Apparatus
UNIVERSAL BIOSENSORS INC · UBI
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2019 PForm 4 → | Mar 6, 11:35 am EST | CVC Ltd10% Owner | 176,151 | $0.21 | $36,992 | 23,820,765 | +0.74% | plan? |
| Mar 1, 2019 PForm 4 → | Mar 5, 10:58 am EST | CVC Ltd10% Owner | 100,000 | $0.21 | $21,000 | 23,644,614 | +0.42% | plan? |
| Feb 28, 2019 MForm 4 → | Mar 6, 12:13 pm EST | Adrian OatesSee Remarks | 210,000 | — | — | 291,837 | — | plan? late |
| Dec 14, 2018 AForm 4 → | Jan 14, 2019, 1:36 pm EST | Rick L LegleiterChief Executive Officer | 4,166 | — | — | 162,853 | — | plan? late |
| Dec 4, 2018 PForm 4 → | Dec 6, 8:50 am EST | CVC Ltd10% Owner | 1,500,000 | $0.21 | $315,000 | 23,544,614 | +6.80% | plan? |
| Nov 16, 2018 AMForm 4 → | Jan 14, 2019, 1:54 pm EST | Salesh BalakChief Financial Officer | 29,166 | — | — | 128,224 | — | plan? late |
| Nov 16, 2018 MForm 4 → | Jan 14, 2019, 1:36 pm EST | Adrian OatesSee Remarks | 25,000 | — | — | 81,837 | — | plan? late |
| Oct 11, 2018 PForm 4 → | Nov 5, 5:13 pm EST | CVC Ltd10% Owner | 100,000 | $0.23 | $23,000 | 22,044,614 | +0.46% | plan? late |
| May 9, 2018 PForm 4 → | May 11, 7:48 am EDT | VF High Conviction Fund10% Owner | 66,584 | $0.24 | $15,980 | 11,823,530 | +0.57% | plan? |
| May 9, 2018 PForm 4 → | May 11, 7:46 am EDT | Craig E. ColemanDirector, 10% Owner | 66,584 | $0.24 | $15,980 | 31,915,182 | +0.21% | plan? |
| May 4, 2018 PForm 4 → | May 8, 8:00 pm EDT | Rick L LegleiterChief Executive Officer | 158,687 | $0.2585 | $41,021 | 158,687 | — | plan? |
| May 3, 2018 PForm 4 → | May 7, 7:34 am EDT | VF High Conviction Fund10% Owner | 322,945 | $0.2305 | $74,426 | 11,756,946 | +2.82% | plan? |
| May 3, 2018 PForm 4 → | May 7, 7:32 am EDT | Craig E. ColemanDirector, 10% Owner | 322,945 | $0.2305 | $74,426 | 31,848,598 | +1.02% | plan? |
| Mar 15, 2018 PForm 4 → | Mar 19, 11:19 am EDT | David L HoeyDirector | 100,000 | $0.2051 | $20,510 | 566,414 | +21.4% | plan? |
| Feb 1, 2018 PForm 4 → | Feb 5, 5:37 pm EST | David L HoeyDirector | 116,414 | $0.23 | $26,775 | 466,414 | +33.3% | plan? |
| Dec 22, 2017 PForm 4 → | Dec 29, 7:38 am EST | Craig E. ColemanDirector, 10% Owner | 3,562,202 | $0.2978 | $1,060,809 | 31,525,653 | +12.7% | plan? late |
| Dec 22, 2017 PForm 4 → | Dec 29, 7:37 am EST | VF Strategic Equities Fund10% Owner | 2,671,652 | $0.2978 | $795,607 | 20,091,652 | +15.3% | plan? late |
| Dec 22, 2017 PForm 4 → | Dec 29, 7:33 am EST | VF High Conviction Fund10% Owner | 890,550 | $0.2978 | $265,202 | 11,434,001 | +8.45% | plan? late |
| Oct 24, 2017 MForm 4 → | Oct 26, 8:51 pm EDT | Alastair HodgesChief Scientist | 25,000 | — | — | 2,871,615 | — | plan? |
| Oct 24, 2017 MForm 4 → | Oct 26, 8:44 pm EDT | Garry ChambersVP Technology Development | 25,000 | — | — | 2,275,594 | — | plan? |
| Oct 24, 2017 MForm 4 → | Oct 26, 8:41 pm EDT | Salesh BalakChief Financial Officer | 16,667 | — | — | 99,058 | — | plan? |
| Aug 16, 2017 MForm 4 → | Aug 17, 11:37 am EDT | Adrian OatesSee Remarks | 41,667 | — | — | 56,837 | — | plan? |
| Feb 27, 2017 PForm 4 → | Mar 1, 6:40 am EST | Craig E. ColemanDirector, 10% Owner | 682,913 | $0.383 | $261,548 | 27,963,451 | +2.50% | plan? |
| Feb 27, 2017 PForm 4 → | Mar 1, 6:38 am EST | VF High Conviction Fund10% Owner | 682,913 | $0.383 | $261,548 | 10,543,451 | +6.93% | plan? |
| Feb 14, 2017 AForm 4 → | Feb 17, 1:01 pm EST | Judith Ann SmithDirector | 100,000 | $0.3545 | $35,450 | 100,000 | — | plan? late |
| Feb 14, 2017 PForm 4 → | Feb 16, 6:52 am EST | Craig E. ColemanDirector, 10% Owner | 7,782 | $0.34 | $2,646 | 27,280,538 | +0.03% | plan? |
| Feb 14, 2017 PForm 4 → | Feb 16, 6:51 am EST | VF High Conviction Fund10% Owner | 7,782 | $0.34 | $2,646 | 9,860,538 | +0.08% | plan? |
| Dec 29, 2016 AForm 4 → | Jan 3, 2017, 6:52 pm EST | Salesh BalakChief Financial Officer | 3,030 | — | — | 82,391 | — | plan? |
| Dec 29, 2016 AForm 4 → | Jan 3, 2017, 6:50 pm EST | Adrian OatesSee Remarks | 3,030 | — | — | 15,170 | — | plan? |
| Dec 29, 2016 AForm 4 → | Jan 3, 2017, 6:48 pm EST | Garry ChambersVice President, Operations | 3,030 | — | — | 2,250,594 | — | plan? |
| Dec 29, 2016 AForm 4 → | Jan 3, 2017, 6:47 pm EST | Alastair HodgesChief Scientist | 3,030 | — | — | 2,846,615 | — | plan? |
| Dec 28, 2016 AForm 4 → | Mar 27, 2017, 6:19 pm EDT | Adrian OatesSee Remarks | 3,030 | — | — | 15,170 | — | plan? late |
| Dec 28, 2016 AForm 4 → | Mar 27, 2017, 6:17 pm EDT | Alastair HodgesChief Scientist | 3,030 | — | — | 2,846,615 | — | plan? late |
| Dec 28, 2016 AForm 4 → | Mar 27, 2017, 6:14 pm EDT | Salesh BalakChief Financial Officer | 3,030 | — | — | 82,391 | — | plan? late |
| Dec 28, 2016 AForm 4 → | Mar 27, 2017, 6:13 pm EDT | Garry ChambersVice President, Operations | 3,030 | — | — | 2,250,594 | — | plan? late |
| Dec 6, 2016 PForm 4 → | Dec 8, 4:27 pm EST | Craig E. ColemanDirector, 10% Owner | 16,078 | $0.3347 | $5,381 | 27,272,756 | +0.06% | plan? |
| Dec 6, 2016 PForm 4 → | Dec 8, 4:24 pm EST | VF High Conviction Fund10% Owner | 16,078 | $0.3347 | $5,381 | 9,852,756 | +0.16% | plan? |
| Dec 2, 2016 SForm 4 → | Dec 5, 4:11 pm EST | VF Australian Equities Fund10% Owner | 154,736 | $0.32 | $49,516 | 0 | −100% | plan? |
| Dec 1, 2016 PForm 4 → | Dec 5, 4:11 pm EST | VF High Conviction Fund10% Owner | 2,238,749 | $0.3201 | $716,595 | 9,836,678 | +29.5% | plan? |
| Dec 1, 2016 PForm 4 → | Dec 5, 4:10 pm EST | Craig E. ColemanDirector, 10% Owner | 2,084,013 | $0.3201 | $667,080 | 27,256,678 | +8.28% | plan? |
| Sep 28, 2016 PForm 4 → | Sep 30, 11:12 am EDT | David L HoeyDirector | 150,000 | $0.29 | $43,500 | 350,000 | +75.0% | plan? |
| Jun 10, 2016 PForm 4 → | Jun 14, 12:36 pm EDT | David L HoeyDirector | 200,000 | $0.29 | $58,000 | 200,000 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 26, 2:34 pm EST | Adrian OatesSee Remarks | 2,500 | — | — | 12,140 | — | plan? late |
| Feb 17, 2016 AForm 4 → | Feb 26, 12:33 pm EST | Salesh BalakChief Financial Officer | 2,500 | — | — | 79,361 | — | plan? late |
| Feb 17, 2016 AForm 4 → | Feb 25, 2:24 pm EST | Alastair HodgesChief Scientist | 2,500 | — | — | 2,843,585 | — | plan? late |
| Feb 17, 2016 AForm 4 → | Feb 19, 2:24 pm EST | Garry ChambersVice President, Operations | 2,500 | — | — | 2,247,564 | — | plan? |
| Dec 18, 2015 DMForm 4 → | Jan 14, 2016, 5:55 pm EST | Alastair HodgesChief Scientist | 66,248 | $0.3506 | $23,224 | 2,841,085 | — | plan? late |
| Dec 16, 2015 SForm 4 → | Feb 19, 2016, 2:24 pm EST | Garry ChambersVice President, Operations | 100,000 | $0.45 | $45,000 | 2,245,064 | −4.26% | plan? late |
| Jul 9, 2015 AForm 4 → | Jul 13, 12:01 pm EDT | Paul WrightChief Executive Officer, Director | 4,347 | — | — | 7,304 | — | plan? |
| Feb 26, 2015 PForm 4 → | Mar 2, 12:22 pm EST | Paul WrightChief Executive Officer, Director | 269,088 | $99,812.57 | $26,858,364,836 | 606,516 | +79.7% | plan? |
| Feb 20, 2015 PForm 4/A → | Mar 2, 12:18 pm EST | Paul WrightChief Executive Officer, Director | 337,428 | $101,819.82 | $34,356,858,223 | 337,428 | — | plan? |
| Feb 20, 2015 AForm 4 → | Feb 24, 9:38 pm EST | Paul WrightChief Executive Officer, Director | 337,428 | $101,819.82 | $34,356,858,223 | 337,428 | — | plan? amended |
| Jan 30, 2015 AForm 4 → | Feb 3, 9:23 pm EST | Alastair HodgesChief Scientist | 4,347 | — | — | 2,834,837 | — | plan? |
| Jan 30, 2015 AForm 4 → | Feb 3, 9:11 pm EST | Garry ChambersVice President, Operations | 4,347 | — | — | 2,345,064 | — | plan? |
| Jan 30, 2015 AForm 4 → | Feb 3, 9:06 pm EST | Adrian OatesSee Remarks | 4,347 | — | — | 9,640 | — | plan? |
| Jan 30, 2015 AForm 4 → | Feb 3, 9:05 pm EST | Salesh BalakChief Financial Officer | 4,347 | — | — | 76,861 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2019 MForm 4 → | Mar 6, 12:13 pm EST | Adrian OatesSee Remarks | 210,000 | — | — | 0 | — | late |
| Nov 16, 2018 MForm 4 → | Jan 14, 2019, 1:54 pm EST | Salesh BalakChief Financial Officer | 25,000 | — | — | 0 | — | late |
| Nov 16, 2018 MForm 4 → | Jan 14, 2019, 1:36 pm EST | Adrian OatesSee Remarks | 25,000 | — | — | 0 | — | late |
| Oct 24, 2017 MForm 4 → | Oct 26, 8:51 pm EDT | Alastair HodgesChief Scientist | 25,000 | — | — | 0 | — | |
| Oct 24, 2017 MForm 4 → | Oct 26, 8:44 pm EDT | Garry ChambersVP Technology Development | 25,000 | — | — | 0 | — | |
| Oct 24, 2017 MForm 4 → | Oct 26, 8:41 pm EDT | Salesh BalakChief Financial Officer | 16,667 | — | — | 0 | — | |
| Oct 24, 2017 AForm 4 → | Oct 26, 8:10 pm EDT | Rick L LegleiterChief Executive Officer | 7,600,000 | — | — | 3,300,000 | — | |
| Aug 16, 2017 MForm 4 → | Aug 17, 11:37 am EDT | Adrian OatesSee Remarks | 41,667 | — | — | 0 | — | |
| Dec 31, 2015 MForm 4 → | Jan 14, 2016, 5:55 pm EST | Alastair HodgesChief Scientist | 36,248 | — | — | 0 | — | late |
| Jul 9, 2015 AForm 4 → | Jul 13, 12:01 pm EDT | Paul WrightChief Executive Officer, Director | 60,000 | — | — | 60,000 | — | |
| Jan 30, 2015 AForm 4 → | Feb 3, 9:23 pm EST | Alastair HodgesChief Scientist | 40,000 | — | — | 40,000 | — | |
| Jan 30, 2015 AForm 4 → | Feb 3, 9:11 pm EST | Garry ChambersVice President, Operations | 40,000 | — | — | 40,000 | — | |
| Jan 30, 2015 AForm 4 → | Feb 3, 9:06 pm EST | Adrian OatesSee Remarks | 40,000 | — | — | 40,000 | — | |
| Jan 30, 2015 AForm 4 → | Feb 3, 9:05 pm EST | Salesh BalakChief Financial Officer | 40,000 | — | — | 40,000 | — |