SEC Form 4 · accession 0000899243-17-004447
UNIVERSAL BIOSENSORS INC · UBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judith Ann Smith
Officer — Director
Period of report
Feb 14, 2017
Accepted (ET)
Feb 17, 2017 · 1:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001279695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2017 | A | 35,000 | $0.335 | A | 35,000 | I | Stock acquired by trustee of a superannuation fund of which Judith Smith is a member and beneficiary |
| Common StockF1 | Feb 17, 2017 | A | 65,000 | $0.365 | A | 100,000 | I | Stock acquired by trustee of a superannuation fund of which Judith Smith is a member and beneficiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price per share of the common stock reported is stated in Australian dollars.