SEC Form 4 · accession 0001144204-18-063263
UNIVERSAL BIOSENSORS INC · UBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CVC Ltd
10% Owner
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 8:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001279695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 4, 2018 | P | 1,500,000 | $0.21 | A | 23,544,614 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Traded as Chess Depository Interests ("CDIs") on the Australian Stock Exchange. CDIs represent beneficial interests in the common stock held by CHESS Depository Nominees Pty Ltd.
- F2The price per share of the common stock reported is stated in Australian dollars, as converted from a U.S. dollar price on the date of the transaction.