SEC Form 4 · accession 0000356309-19-000034
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M William Howard Jr.
Director
Period of report
Jan 10, 2019
Accepted (ET)
Jan 11, 2019 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 10, 2019 | M | 3,653 | $0.00 | A | 18,713 | D | |
| Common Stock | Jan 11, 2019 | S | 1,000 | $44.63 | D | 17,713 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2 | — | Jan 10, 2019 | M | 3,653 | D | Jan 11, 2019 | Jan 11, 2019 | Common Stock | 3,653 | 13,972 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/27/2017.
- F2Each Phantom Stock Unit is the economic equivalent of one (1) share of New Jersey Resources Corporation (NJR) Common Stock.