SEC Form 4 · accession 0001209191-19-003482
FORESCOUT TECHNOLOGIES, INC · FSCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Harms
Officer — Chief Financial Officer
Period of report
Jan 11, 2019
Accepted (ET)
Jan 11, 2019 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 11, 2019 | M | 1,482 | $2.18 | A | 3,560 | D | |
| Common Stock | Jan 11, 2019 | M | 6,475 | $7.04 | A | 10,035 | D | |
| Common StockF3 | Jan 11, 2019 | S | 7,957 | $26.355 | D | 2,078 | D | |
| Common StockF4 | holding | — | — | — | 109,962 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $2.18 | Jan 11, 2019 | M | 1,482 | D | — | Mar 27, 2023 | Common Stock | 1,482 | 0 | D |
| Employee Stock Option (right to buy)F5 | $7.04 | Jan 11, 2019 | M | 6,475 | D | — | Sep 18, 2024 | Common Stock | 6,475 | 14,320 | D |
Explanation of responses
- F1Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F3This sale price represents the weighted average sale price of the shares sold ranging from $26.10 to $26.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4The shares are held of record by the Harms Family Trust dated April 20, 2006 for which the Reporting Person serves as a trustee.
- F5The shares subject to the option are fully vested and immediately exercisable.