SEC Form 4 · accession 0000939767-19-000012
EXELIXIS, INC. · EXEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J. Haley
Officer — Sr. Vice President, Commercial
Period of report
Jan 10, 2019
Accepted (ET)
Jan 11, 2019 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2019 | M | 2,000 | $1.76 | A | 99,011 | D | |
| Common Stock | Jan 10, 2019 | S | 2,000 | $24.00 | D | 97,011 | D | |
| Common Stock | Jan 10, 2019 | S | 1,000 | $23.54 | D | 96,011 | D | |
| Common Stock | holding | — | — | — | 23,539 | I | By spouse | |
| Common StockF3 | holding | — | — | — | 10,283 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4 | $1.76 | Jan 10, 2019 | M | 2,000 | D | Nov 17, 2015 | Nov 16, 2021 | Common Stock | 2,000 | 23,375 | D |
Explanation of responses
- F1Includes 49,234 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 23, 2018.
- F3Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of January 9, 2019.
- F4The option, representing the right to purchase a total of 50,000 shares of Exelixis, Inc. common stock, became fully exercisable on November 17, 2018.