SEC Form 4 · accession 0000899243-19-001079

Apptio Inc · APTI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Christopher Pick

Officer — Chief Marketing Officer

Period of report

Jan 10, 2019

Accepted (ET)

Jan 11, 2019 · 9:33 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001419625

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Jan 10, 2019	D	111,822	—	D	0	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Option (right to buy)^F4,F5	$13.55	Jan 10, 2019	D	1,563	D	—	Feb 19, 2025	Common Stock	1,563	D
Stock Option (right to buy)^F4,F6	$14.31	Jan 10, 2019	D	7,931	D	—	Nov 5, 2025	Common Stock	7,931	D
Stock Option (right to buy)^F4,F7	$14.31	Jan 10, 2019	D	3,341	D	—	May 26, 2026	Common Stock	3,341	D
Stock Option (right to buy)^F4,F8	$14.04	Jan 10, 2019	D	5,100	D	—	May 12, 2027	Common Stock	5,100	D
Stock Option (right to buy)^F9,F10	$11.46	Jan 10, 2019	D	27,019	D	—	Jun 17, 2024	Common Stock	27,019	D
Stock Option (right to buy)^F9,F5	$13.55	Jan 10, 2019	D	18,003	D	—	Feb 19, 2025	Common Stock	18,003	D
Stock Option (right to buy)^F11,F12,F6	$14.31	Jan 10, 2019	D	61,339	D	—	Nov 5, 2025	Common Stock	61,339	D
Stock Option (right to buy)^F13,F14,F7	$14.31	Jan 10, 2019	D	36,659	D	—	May 26, 2026	Common Stock	36,659	D
Stock Option (right to buy)^F15,F16,F8	$14.04	Jan 10, 2019	D	35,700	D	—	May 12, 2027	Common Stock	35,700	D

Explanation of responses

F1Includes 58,750 unvested restricted stock units that represent contingent rights to receive 58,750 shares of the Issuer's Class A Common Stock upon settlement and which were cancelled and automatically converted into the right to receive $38.00 per share on the same vesting terms as immediately prior to the consummation of the merger agreement between Apptio, Inc., Bellevue Parent, LLC, and Bellevue Merger Sub, Inc. (the "Merger Agreement").
F101/4th of the shares subject to the option became vested and exercisable on April 1, 2015 and 1/48th of the shares subject to the option vest monthly thereafter.
F11Includes 42,290 vested options, which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the merger.
F12Includes 19,049 unvested options, which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the merger.
F13Includes 26,666 vested options, which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the merger.
F14Includes 9,993 unvested options, which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the merger.
F15Includes 15,300 vested options, which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the merger.
F16Includes 20,400 unvested options, which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the merger.
F2Includes the 11,270 unvested performance restricted stock units that represent contingent rights to receive 11,270 shares of the Issuer's Class A Common Stock upon settlement and which were cancelled and automatically converted into the right to receive $38.00 per share on the same vesting terms as immediately prior to the consummation of the Merger Agreement.
F3Disposed of pursuant to the merger agreement between Apptio, Inc., Bellevue Parent, LLC, and Bellevue Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $38.00 per share.
F4Consists of unvested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.
F51/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.
F61/8th of the shares subject to the option shall become vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months.
F71/4th of the shares subject to the option shall become vested and exercisable on May 1, 2017 and 1/48th of the shares subject to the option shall vest monthly thereafter.
F81/4th of the shares subject to the option became vested and exercisable on May 15, 2018 and 1/16th of the remaining shares vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date.
F9Consists of vested options which were cancelled and automatically converted into the right to receive $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes, on the same vesting terms as immediately prior to the consummation of the merger.