SEC Form 4/A · accession 0000891839-19-000015
EASTMAN KODAK CO · KODK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Sharon E. Underberg
Officer — General Counsel, Sec., SVP
Period of report
Dec 15, 2018
Accepted (ET)
Jan 11, 2019 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031235
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.84 | Dec 15, 2018 | A | 139,665 | A | — | Dec 14, 2025 | Common Stock, par value $.01 | 139,665 | 139,665 | D |
Explanation of responses
- F1Ms. Underberg previously reported this option on her 12/15/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.