SEC Form 4 · accession 0001209191-19-003520
CASS INFORMATION SYSTEMS INC · CASS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric H Brunngraber
Officer — President, CEO · Director
Period of report
Jan 10, 2019
Accepted (ET)
Jan 14, 2019 · 11:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000708781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2019 | M | 5,057 | $22.69 | A | 88,882 | D | |
| Common StockF1 | Jan 10, 2019 | D | 2,125 | $54.00 | D | 86,757 | D | |
| Common StockF1 | Jan 10, 2019 | D | 1,426 | $54.00 | D | 85,331 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $29.95 | Jan 10, 2019 | M | 5,057 | D | Jan 26, 2012 | Jan 24, 2021 | Common Stock | 5,057 | 6,000 | D |
Explanation of responses
- F1Includes restricted stock bonus shares, subject to vesting and forfeiture.
- F2Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.
Remarks
NOTE: ALL SHARES AND SHARE PRICES HAVE BEEN ADJUSTED FOR THE 20% STOCK DIVIDEND PAID BY THE COMPANY ON 12/14/2018.