SEC Form 4 · accession 0001209191-19-003437
Ceridian HCM Holding Inc. · CDAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa M. Sterling
Officer — EVP and CPCO
Period of report
Jan 10, 2019
Accepted (ET)
Jan 11, 2019 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2019 | M | 12,500 | $16.74 | A | 17,732 | D | |
| Common StockF1,F2 | Jan 10, 2019 | S | 9,802 | $35.79 | D | 7,930 | D | |
| Common StockF1,F3 | Jan 10, 2019 | S | 2,698 | $36.10 | D | 5,232 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F1,F6 | $16.74 | Jan 10, 2019 | M | 12,500 | D | — | Jun 1, 2026 | Common Stock | 12,500 | 12,500 | D |
| Option (Right to buy)F4 | $17.50 | holding | — | — | — | — | Jun 1, 2025 | Common Stock | 25,000 | 25,000 | D |
| Option (Right to buy)F5 | $17.88 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 25,000 | 25,000 | D |
| Option (Right to buy)F7 | $17.20 | holding | — | — | — | — | Apr 27, 2027 | Common Stock | 10,465 | 10,465 | D |
| Option (Right to buy)F8 | $22.00 | holding | — | — | — | — | Apr 25, 2028 | Common Stock | 67,935 | 67,935 | D |
Explanation of responses
- F1The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.99 inclusive. The reporting person undertakes to provide Ceridian HCM Holding Inc., any security holder of Ceridian HCM Holding Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.04 to $36.12 inclusive. The reporting person undertakes to provide Ceridian HCM Holding Inc., any security holder of Ceridian HCM Holding Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Consists of 18,750 vested and exercisable options as of June 1, 2018 and 6,250 options that vest and become exercisable beginning on June 1, 2019.
- F5Consists of 12,500 vested and exercisable options as of March 1, 2018 and 12,500 options that vest and become exercisable in two equal annual installments beginning on March 1, 2019.
- F6Consts of 12,500 vested and exercisable options as of June 1, 2018 and 12,500 options that vest and become exercisable in two equal annual installments beginning on June 1, 2019.
- F7These options are vested and exercisable.
- F8These options vest and become exercisable in four equal installments beginning on April 25, 2019.
Remarks
For Lisa Sterling, pursuant to the Power of Attorney previously filed.